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U.S. GEOTHERMAL INC
U.S. GEOTHERMAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 35 Institutional holders with a total value of $10,226,001.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AGF INVESTMENTS INC. 5,852,335 3,525,000 34.47%
2 SPROTT INC. 4,602,493 2,761,000 27.00%
3 VANGUARD GROUP INC 2,221,053 1,332,000 13.03%
4 WELLS FARGO & COMPANY/MN 1,760,729 1,056,000 10.33%
5 GOLDMAN SACHS GROUP INC 739,990 444,000 4.34%
6 GEODE CAPITAL MANAGEMENT, LLC 534,133 320,000 3.13%
7 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 397,700 239,000 2.34%
8 NORTHERN TRUST CORP 175,441 105,000 1.03%
9 Spark Investment Management LLC 163,900 98,000 0.96%
10 Bank of New York Mellon Corp 60,081 36,000 0.35%
11 GUGGENHEIM CAPITAL LLC 50,746 30,000 0.29%
12 CREDIT SUISSE AG/ 48,964 29,000 0.28%
13 ROCKLAND TRUST CO 43,000 26,000 0.25%
14 UBS AG 42,421 26,000 0.25%
15 DEUTSCHE BANK AG\ 35,600 21,000 0.21%
16 MORGAN STANLEY 35,000 21,000 0.21%
17 STATE STREET CORP 33,000 19,000 0.19%
18 WEDBUSH SECURITIES INC 29,200 18,000 0.18%
19 ROYCE & ASSOCIATES LP 28,000 17,000 0.17%
20 Geduld E E 25,000 15,000 0.15%
21 BLACKROCK ADVISORS LLC 23,727 14,000 0.14%
22 Fiduciary Trust Co International of Pennsylvania 20,000 12,000 0.12%
23 CITADEL ADVISORS LLC 18,324 11,000 0.11%
24 Creative Planning 18,000 11,000 0.11%
25 NATIONAL PLANNING CORP 18,900 11,000 0.11%
26 NWAM LLC 10,000 6,000 0.06%
27 Cetera Advisors LLC 11,250 6,000 0.06%
28 Capstone Financial Advisors, Inc. 10,000 6,000 0.06%
29 ROYAL BANK OF CANADA 7,098 5,000 0.05%
30 AMERICAN INTERNATIONAL GROUP, INC. 5,000 3,000 0.03%
31 BANK OF AMERICA CORP /DE/ 3,100 2,000 0.02%
32 CITIGROUP INC 2,344 1,000 0.01%
33 BNP PARIBAS FINANCIAL MARKETS 1 1 0.00%
34 BARCLAYS PLC 84 0 0.00%
35 I.G. INVESTMENT MANAGEMENT, LTD. 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.