Dark
Light
System
Security
Ubs Ag Shs New
Ubs Ag Shs New . Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 238 Institutional holders with a total value of $15,190,607,308.
#
Manager Name
Shares
Value ($)
%
Options
Notes
201 HOWE & RUSLING INC 2,922 51,000 0.00%
202 Tower Research Capital LLC (TRC) 2,839 49,000 0.00%
203 Global X Management CO LLC 2,747 48,000 0.00%
204 PRIVATE TRUST CO NA 2,168 38,000 0.00%
205 KANALY TRUST CO 2,176 38,000 0.00%
206 Walleye Trading LLC 2,100 36,000 0.00% Put
207 LS Investment Advisors, LLC 1,770 31,000 0.00%
208 MSI Financial Services Inc 1,752 30,000 0.00%
209 THOMPSON DAVIS & CO., INC. 1,580 27,000 0.00%
210 Hexavest Inc. 1,214 21,000 0.00%
211 Apriem Advisors 1,217 21,000 0.00%
212 NEW ENGLAND SECURITIES CORP /MA/ 1,217 21,000 0.00%
213 First Horizon Advisors, Inc. 1,135 20,000 0.00%
214 CKW FINANCIAL GROUP 1,077 19,000 0.00%
215 SHAPIRO ROBERT N 1,100 19,000 0.00%
216 BESSEMER GROUP INC 1,085 19,000 0.00%
217 Zions Trust, National Association 1,020 18,000 0.00%
218 PATHSTONE FAMILY OFFICE, LLC 740 13,000 0.00%
219 One Capital Management, LLC 600 10,000 0.00%
220 CENTRAL TRUST Co 500 9,000 0.00%
221 Lenox Wealth Advisors, LLC 434 8,000 0.00%
222 MACQUARIE GROUP LTD 195 3,000 0.00%
223 NEXT Financial Group, Inc 160 3,000 0.00%
224 JNBA Financial Advisors 149 3,000 0.00%
225 BROWN BROTHERS HARRIMAN & CO 144 3,000 0.00%
226 WFG Advisors, LP 145 3,000 0.00%
227 AMERICAN INTERNATIONAL GROUP, INC. 125 2,171 0.00%
228 FineMark National Bank & Trust 135 2,000 0.00%
229 Waverly Advisors, LLC 143 2,000 0.00%
230 Lehman Brothers Holdings Inc. 117 2,000 0.00%
231 SIGNATUREFD, LLC 100 2,000 0.00%
232 Archford Capital Strategies, LLC 87 2,000 0.00%
233 BlackRock Investment Management, LLC 76 1,000 0.00%
234 Oakworth Capital, Inc. 31 1,000 0.00%
235 WHITTIER TRUST CO 64 1,000 0.00%
236 Gary Goldberg Planning Services Inc 48 1,000 0.00%
237 Winslow, Evans & Crocker, Inc. 30 522 0.00%
238 Carroll Financial Associates, Inc. 0 0 0.00%
Page 5 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.