Dark
Light
System
Security
UCP Inc
UCP Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 45 Institutional holders with a total value of $51,793,275.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BUCKINGHAM CAPITAL MANAGEMENT INC 965,535 7,744,000 14.95%
2 AMERIPRISE FINANCIAL INC 862,517 6,918,000 13.36%
3 PUTNAM INVESTMENTS LLC 830,280 6,659,000 12.86%
4 River Road Asset Management, LLC 761,444 6,107,000 11.79%
5 WELLINGTON MANAGEMENT GROUP LLP 661,962 5,309,000 10.25%
6 POTRERO CAPITAL RESEARCH LLC 321,571 2,579,000 4.98%
7 VANGUARD GROUP INC 316,889 2,542,000 4.91%
8 Central Square Management LLC 294,449 2,361,000 4.56%
9 THIRD AVENUE MANAGEMENT LLC 280,000 2,246,000 4.34%
10 BlackRock Fund Advisors 218,811 1,755,000 3.39%
11 Penn Capital Management Company, LLC 189,021 1,516,000 2.93%
12 DIMENSIONAL FUND ADVISORS LP 136,873 1,098,000 2.12%
13 NORTHERN TRUST CORP 76,001 610,000 1.18%
14 BlackRock Institutional Trust Company, N.A. 64,105 514,000 0.99%
15 State of New Jersey Common Pension Fund D 63,534 510,000 0.98%
16 STATE STREET CORP 47,900 384,000 0.74%
17 ROYAL BANK OF CANADA 44,323 355,000 0.69%
18 GEODE CAPITAL MANAGEMENT, LLC 44,273 355,000 0.69%
19 Kazazian Asset Management, LLC 38,855 312,000 0.60%
20 BlackRock Investment Management, LLC 31,685 254,000 0.49%
21 Spark Investment Management LLC 28,300 226,000 0.44%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 27,200 218,000 0.42%
23 Bank of New York Mellon Corp 23,393 188,000 0.36%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 21,748 174,000 0.34%
25 RENAISSANCE TECHNOLOGIES LLC 17,300 139,000 0.27%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 16,954 136,000 0.26%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12,900 104,000 0.20%
28 FIRST MANHATTAN CO. LLC. 10,000 80,000 0.15%
29 TEACHERS ADVISORS, LLC 8,661 69,000 0.13%
30 CITIGROUP INC 8,433 67,000 0.13%
31 Nationwide Fund Advisors 6,600 53,000 0.10%
32 AMERICAN INTERNATIONAL GROUP, INC. 4,654 37,325 0.07%
33 DEUTSCHE BANK AG\ 4,546 35,000 0.07%
34 BlackRock Finance, Inc. 2,707 22,000 0.04%
35 Tower Research Capital LLC (TRC) 2,705 22,000 0.04%
36 PANAGORA ASSET MANAGEMENT INC 2,349 19,000 0.04%
37 BLACKROCK ADVISORS LLC 2,052 16,000 0.03%
38 UBS Group AG 1,699 14,000 0.03%
39 WOLVERINE TRADING LP /BD 1,719 13,374 0.03%
40 BARCLAYS PLC 1,300 10,000 0.02%
41 CUTLER GROUP LLC / CA 1,120 8,000 0.02%
42 Walleye Trading LLC 900 7,000 0.01%
43 FIRST NEW YORK SECURITIES LLC /NY 500 4,010 0.01%
44 BNP PARIBAS FINANCIAL MARKETS 320 2,566 0.00%
45 BANK OF AMERICA CORP /DE/ 153 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.