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UMB FINL CORP
UMB FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 224 Institutional holders with a total value of $3,109,907,273.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UMB Bank, n.a. 5,780,105 435,300,000 14.00%
2 BlackRock Finance, Inc. 4,683,344 352,703,000 11.34%
3 VANGUARD GROUP INC 4,094,745 308,375,000 9.92%
4 FMR LLC 3,582,209 269,776,000 8.67%
5 STATE STREET CORP 2,250,512 169,490,000 5.45%
6 DIMENSIONAL FUND ADVISORS LP 1,284,669 96,749,000 3.11%
7 NORTHERN TRUST CORP 1,235,909 93,076,000 2.99%
8 BARROW HANLEY MEWHINNEY & STRAUSS LLC 1,198,539 90,263,000 2.90%
9 VICTORY CAPITAL MANAGEMENT INC 1,172,781 88,322,000 2.84%
10 AMERICAN CENTURY COMPANIES INC 1,064,146 80,141,000 2.58%
11 Bank of New York Mellon Corp 936,006 70,490,000 2.27%
12 Champlain Investment Partners, LLC 765,480 57,648,000 1.85%
13 WELLS FARGO & COMPANY/MN 726,333 54,700,000 1.76%
14 Fisher Asset Management, LLC 696,363 52,443,000 1.69%
15 AMERIPRISE FINANCIAL INC 687,076 51,744,000 1.66%
16 EAGLE ASSET MANAGEMENT INC 590,800 44,493,000 1.43%
17 JPMORGAN CHASE & CO 536,105 40,374,000 1.30%
18 CRAMER ROSENTHAL MCGLYNN LLC 499,325 37,604,000 1.21%
19 KEELEY-TETON ADVISORS, LLC 466,535 35,135,000 1.13%
20 Boston Trust Walden Corp 410,498 30,915,000 0.99%
21 GEODE CAPITAL MANAGEMENT, LLC 369,980 27,863,000 0.90%
22 NORGES BANK 367,422 27,671,000 0.89%
23 DEPRINCE RACE & ZOLLO INC 361,455 27,221,000 0.88%
24 SKYLINE ASSET MANAGEMENT LP 291,100 21,923,000 0.70%
25 GOLDMAN SACHS GROUP INC 269,236 20,276,000 0.65%
26 RICE HALL JAMES & ASSOCIATES, LLC 261,078 19,662,000 0.63%
27 BANK OF AMERICA CORP /DE/ 260,403 19,611,000 0.63%
28 Tributary Capital Management, LLC 230,114 17,330,000 0.56%
29 ProShare Advisors LLC 220,559 16,610,000 0.53%
30 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 217,017 16,344,000 0.53%
31 CHARTWELL INVESTMENT PARTNERS, LLC 205,574 15,482,000 0.50%
32 RUSSELL INVESTMENTS GROUP, LTD. 188,990 14,232,000 0.46%
33 PRINCIPAL FINANCIAL GROUP INC 177,516 13,368,000 0.43%
34 BALYASNY ASSET MANAGEMENT L.P. 157,181 11,837,000 0.38%
35 MORGAN STANLEY 154,833 11,661,000 0.37%
36 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 152,375 11,475,000 0.37%
37 RENAISSANCE TECHNOLOGIES LLC 144,900 10,912,000 0.35%
38 DEUTSCHE BANK AG\ 140,512 10,580,000 0.34%
39 TIAA CREF INVESTMENT MANAGEMENT LLC 127,959 9,637,000 0.31%
40 Nationwide Fund Advisors 118,945 8,958,000 0.29%
41 OPPENHEIMER & CO INC 113,967 8,583,000 0.28%
42 AMERICAN INTERNATIONAL GROUP, INC. 113,607 8,556,000 0.28%
43 SAPIENCE INVESTMENTS, LLC 113,419 8,542,000 0.27%
44 Matarin Capital Management, LLC 107,043 8,061,409 0.26%
45 RHUMBLINE ADVISERS 101,329 7,631,000 0.25%
46 AQR CAPITAL MANAGEMENT LLC 100,520 7,570,000 0.24%
47 State of Tennessee, Department of Treasury 100,000 7,531,000 0.24%
48 UNITED SERVICES AUTOMOBILE ASSOCIATION 99,800 7,516,000 0.24%
49 GLOBAL ALPHA CAPITAL MANAGEMENT LTD. 98,953 7,452,000 0.24%
50 MILLENNIUM MANAGEMENT LLC 98,796 7,440,000 0.24%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.