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UNITED GUARDIAN INC
UNITED GUARDIAN INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 31 Institutional holders with a total value of $16,997,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GAMCO INVESTORS, INC. ET AL 163,400 3,649,000 21.47%
2 RENAISSANCE TECHNOLOGIES LLC 140,300 3,133,000 18.43%
3 DIMENSIONAL FUND ADVISORS LP 122,710 2,740,000 16.12%
4 VANGUARD GROUP INC 78,957 1,763,000 10.37%
5 Teton Advisors, Inc. 74,700 1,668,000 9.81%
6 GABELLI FUNDS LLC 45,500 1,016,000 5.98%
7 NAPLES GLOBAL ADVISORS, LLC 21,177 473,000 2.78%
8 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 15,750 352,000 2.07%
9 FIRST MANHATTAN CO. LLC. 14,062 314,000 1.85%
10 MORGAN STANLEY 13,659 304,000 1.79%
11 Bank of New York Mellon Corp 12,340 276,000 1.62%
12 NORTHERN TRUST CORP 11,975 267,000 1.57%
13 BRIDGEWAY CAPITAL MANAGEMENT, LLC 10,000 223,000 1.31%
14 BlackRock Fund Advisors 9,124 204,000 1.20%
15 Laidlaw Group, LLC 8,999 201,000 1.18%
16 UBS AG 4,466 100,000 0.59%
17 US BANCORP \DE\ 3,009 67,000 0.39%
18 GLENMEDE TRUST CO NA 2,550 56,000 0.33%
19 Clearbridge Investments, LLC 2,000 45,000 0.26%
20 NEXT Financial Group, Inc 1,200 27,000 0.16%
21 BlackRock Institutional Trust Company, N.A. 1,226 27,000 0.16%
22 MYCIO WEALTH PARTNERS, LLC 1,000 22,000 0.13%
23 WELLS FARGO & COMPANY/MN 745 17,000 0.10%
24 BANK OF AMERICA CORP /DE/ 700 16,000 0.09%
25 BlackRock Investment Management, LLC 436 10,000 0.06%
26 Kistler-Tiffany Companies, LLC 406 9,000 0.05%
27 ARROW FINANCIAL CORP 300 7,000 0.04%
28 Ground Swell Capital, LLC 233 5,000 0.03%
29 MUFG Americas Holdings Corp 140 3,000 0.02%
30 ROYAL BANK OF CANADA 100 2,000 0.01%
31 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 37 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.