| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 102,344 | 1,703,000 | 14.50% | ||
| 2 | Jefferies Group LLC | 100,000 | 1,664,000 | 14.17% | Put | |
| 3 | Ionic Capital Management LLC | 100,000 | 1,664,000 | 14.17% | Put | |
| 4 | Ionic Capital Management LLC | 99,459 | 1,655,000 | 14.09% | ||
| 5 | PRUDENTIAL PLC | 78,300 | 1,303,000 | 11.09% | ||
| 6 | ROYAL BANK OF CANADA | 42,517 | 708,000 | 6.03% | ||
| 7 | Parallax Volatility Advisers, L.P. | 34,900 | 581,000 | 4.95% | Call | |
| 8 | Parallax Volatility Advisers, L.P. | 33,600 | 559,000 | 4.76% | Put | |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,200 | 353,000 | 3.01% | Call | |
| 10 | WELLS FARGO & COMPANY/MN | 19,570 | 326,000 | 2.78% | ||
| 11 | Jefferies Group LLC | 19,500 | 324,000 | 2.76% | ||
| 12 | Virtu KCG Holdings LLC | 11,671 | 194,000 | 1.65% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,825 | 180,000 | 1.53% | ||
| 14 | LPL Financial LLC | 10,365 | 175,000 | 1.49% | ||
| 15 | K2 PRINCIPAL FUND, L.P. | 10,000 | 166,000 | 1.41% | ||
| 16 | FLOW TRADERS U.S. LLC | 7,219 | 120,000 | 1.02% | ||
| 17 | Hudock, Inc. | 1,000 | 16,000 | 0.14% | ||
| 18 | GROUP ONE TRADING LLC | 849 | 14,000 | 0.12% | ||
| 19 | WFG Advisors, LP | 850 | 14,000 | 0.12% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 800 | 13,000 | 0.11% | ||
| 21 | CITIGROUP INC | 655 | 11,000 | 0.09% | ||
| 22 | UBS Group AG | 135 | 2,000 | 0.02% | ||
| 23 | FineMark National Bank & Trust | 51 | 1,000 | 0.01% | ||
| 24 | GUPTA WEALTH MANAGEMENT LLC | 46 | 1,000 | 0.01% | ||
| 25 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
