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USMD Holdings Inc
USMD Holdings Inc. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 12 Institutional holders with a total value of $305,697.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 KING LUTHER CAPITAL MANAGEMENT CORP 12,563 110,000 35.98%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 10,203 89,000 29.11%
3 Tower Research Capital LLC (TRC) 3,854 34,000 11.12%
4 Creative Planning 2,000 18,000 5.89%
5 MORGAN STANLEY 1,551 14,000 4.58%
6 UBS AG 1,447 13,000 4.25%
7 BlackRock Investment Management, LLC 1,184 10,000 3.27%
8 BANK OF AMERICA CORP /DE/ 1,001 9,000 2.94%
9 Ground Swell Capital, LLC 678 6,000 1.96%
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 124 1,000 0.33%
11 BARCLAYS PLC 77 1,000 0.33%
12 BNP PARIBAS FINANCIAL MARKETS 78 697 0.23%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.