| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 12 | 0 | 0.00% | ||
| 2 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 124 | 1,000 | 0.29% | ||
| 3 | BlackRock Investment Management, LLC | 184 | 2,000 | 0.58% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 604 | 5,000 | 1.44% | ||
| 5 | MORGAN STANLEY | 1,089 | 9,000 | 2.59% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,082 | 18,000 | 5.19% | ||
| 7 | Tower Research Capital LLC (TRC) | 4,072 | 34,000 | 9.80% | ||
| 8 | KING LUTHER CAPITAL MANAGEMENT CORP | 11,799 | 100,000 | 28.82% | ||
| 9 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 20,969 | 178,000 | 51.30% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
