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VALLEY NATL BANCORP
VALLEY NATL BANCORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 221 Institutional holders with a total value of $1,092,883,183.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oakworth Capital, Inc. 12 0 0.00%
2 TCI Wealth Advisors, Inc. 67 1,000 0.00%
3 Walleye Trading LLC 100 1,000 0.00% Call
4 HOWE & RUSLING INC 66 1,000 0.00%
5 Walleye Trading LLC 200 2,000 0.00% Put
6 BERKLEY W R CORP 230,400 2,000 0.00% Call
7 ENVESTNET ASSET MANAGEMENT INC 234 2,000 0.00%
8 Weaver C. Barksdale & Associates, Inc. 320 3,000 0.00%
9 Jump Trading, LLC 300 3,000 0.00%
10 COLONY GROUP LLC 383 4,000 0.00%
11 PAYDEN & RYGEL 400 4,000 0.00%
12 Gemmer Asset Management LLC 383 4,000 0.00%
13 Gary Goldberg Planning Services Inc 500 5,000 0.00%
14 US BANCORP \DE\ 478 5,000 0.00%
15 People's United Financial, Inc. 508 5,000 0.00%
16 BESSEMER GROUP INC 599 6,000 0.00%
17 Lehman Financial Resources, Inc. 694 7,000 0.00%
18 MSI Financial Services Inc 800 8,000 0.00%
19 Tower Research Capital LLC (TRC) 785 8,000 0.00%
20 Winslow, Evans & Crocker, Inc. 842 8,160 0.00%
21 Ground Swell Capital, LLC 1,000 10,000 0.00%
22 Bluefin Trading, LLC 82,000 10,000 0.00% Put
23 WESTPORT RESOURCES MANAGEMENT INC 1,000 10,000 0.00%
24 GLENMEDE TRUST CO NA 1,276 12,000 0.00%
25 AMERICAN ASSET MANAGEMENT INC. 1,212 12,000 0.00%
26 Spot Trading L.L.C 1,385 13,000 0.00%
27 NEXT Financial Group, Inc 1,411 14,000 0.00%
28 PRIVATE TRUST CO NA 1,500 15,000 0.00%
29 Financial Architects, Inc 1,506 15,000 0.00%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,674 16,000 0.00%
31 FARMERS & MERCHANTS INVESTMENTS INC 2,331 23,000 0.00%
32 Vantage Investment Advisors, LLC 2,584 25,000 0.00%
33 LBA Wealth Management, LLC 2,667 26,000 0.00%
34 MARKSTON INTERNATIONAL LLC 3,307 32,000 0.00%
35 Community Financial Services Group, LLC 3,645 35,000 0.00%
36 SUMMIT SECURITIES GROUP LLC 4,000 39,000 0.00%
37 PEAK6 Group LLC 4,040 39,000 0.00%
38 BANK OF MONTREAL /CAN/ 4,165 40,000 0.00%
39 VIRTUS CAPITAL ADVISERS, LLC 4,085 40,000 0.00%
40 Advisors Asset Management, Inc. 5,486 53,000 0.00%
41 BARCLAYS PLC 6,000 54,000 0.00% Call
42 TRUST CO OF VERMONT 5,616 54,000 0.00%
43 Clearbridge Investments, LLC 6,000 58,000 0.01%
44 TEACHER RETIREMENT SYSTEM OF TEXAS 6,840 66,000 0.01%
45 BOSTON PRIVATE BANK & TRUST CO 7,316 71,000 0.01%
46 Estabrook Capital Management 9,654 93,547 0.01%
47 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 10,081 98,000 0.01%
48 A.R.T. Advisors, LLC 10,191 98,000 0.01%
49 M&T BANK CORP 10,368 101,000 0.01%
50 STRS OHIO 10,600 103,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.