| 1 |
CUTLER GROUP LLC / CA |
400 |
0 |
0.00% |
Call |
|
| 2 |
INDEPENDENT ADVISOR ALLIANCE |
17 |
192 |
0.00% |
|
|
| 3 |
US BANCORP \DE\ |
123 |
1,000 |
0.00% |
|
|
| 4 |
IFP ADVISORS, INC |
101 |
1,000 |
0.00% |
|
|
| 5 |
TRUST CO OF VERMONT |
88 |
1,000 |
0.00% |
|
|
| 6 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
67 |
1,000 |
0.00% |
|
|
| 7 |
BARCLAYS PLC |
100 |
1,000 |
0.00% |
Put |
|
| 8 |
MASSEY QUICK SIMON & CO., LLC |
1 |
1,000 |
0.00% |
|
|
| 9 |
SEI INVESTMENTS CO |
171 |
2,000 |
0.00% |
|
|
| 10 |
PARALLEL ADVISORS, LLC |
214 |
2,000 |
0.00% |
|
|
| 11 |
Financial Architects, Inc |
292 |
3,000 |
0.00% |
|
|
| 12 |
Endurance Wealth Management, Inc. |
367 |
4,000 |
0.00% |
|
|
| 13 |
Weaver C. Barksdale & Associates, Inc. |
323 |
4,000 |
0.00% |
|
|
| 14 |
People's United Financial, Inc. |
508 |
6,000 |
0.00% |
|
|
| 15 |
Cable Hill Partners, LLC |
477 |
6,000 |
0.00% |
|
|
| 16 |
BRUDERMAN ASSET MANAGEMENT, LLC |
500 |
6,000 |
0.00% |
|
|
| 17 |
CENTERSTAR FUND, LLC |
21,200 |
7,000 |
0.00% |
Call |
PRN |
| 18 |
ENTERPRISE FINANCIAL SERVICES CORP |
665 |
8,000 |
0.00% |
|
|
| 19 |
Gemmer Asset Management LLC |
718 |
8,000 |
0.00% |
|
|
| 20 |
Winslow, Evans & Crocker, Inc. |
842 |
9,802 |
0.00% |
|
|
| 21 |
MARKSTON INTERNATIONAL LLC |
1,000 |
12,000 |
0.00% |
|
|
| 22 |
RUSSELL INVESTMENTS GROUP, LTD. |
1,104 |
13,000 |
0.00% |
|
|
| 23 |
QUADRANT CAPITAL GROUP LLC |
1,161 |
13,000 |
0.00% |
|
|
| 24 |
GLENMEDE TRUST CO NA |
1,276 |
14,000 |
0.00% |
|
|
| 25 |
FUSION FAMILY WEALTH, LLC |
1,337 |
15,000 |
0.00% |
|
SH |
| 26 |
Clearbridge Investments, LLC |
1,500 |
17,000 |
0.00% |
|
|
| 27 |
CUTLER GROUP LLC / CA |
1,700 |
19,000 |
0.00% |
|
|
| 28 |
PENSERRA CAPITAL MANAGEMENT LLC |
2,052 |
23,000 |
0.00% |
|
|
| 29 |
GIERL AUGUSTINE INVESTMENT MANAGEMENT INC |
2,047 |
24,000 |
0.00% |
|
|
| 30 |
MSI Financial Services Inc |
2,400 |
28,000 |
0.00% |
|
|
| 31 |
Vantage Investment Advisors, LLC |
2,584 |
30,000 |
0.00% |
|
|
| 32 |
NumerixS Investment Technologies Inc |
3,900 |
45,000 |
0.00% |
|
|
| 33 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
4,074 |
48,000 |
0.00% |
|
|
| 34 |
AGF INVESTMENTS LLC |
4,324 |
51,000 |
0.00% |
|
|
| 35 |
Point72 Hong Kong Ltd |
5,342 |
62,000 |
0.00% |
|
|
| 36 |
Advisors Asset Management, Inc. |
6,086 |
71,000 |
0.00% |
|
|
| 37 |
Spot Trading L.L.C |
6,300 |
73,000 |
0.00% |
Call |
|
| 38 |
CREDIT AGRICOLE S A |
7,172 |
83,000 |
0.00% |
|
|
| 39 |
NOMURA ASSET MANAGEMENT CO LTD |
7,100 |
83,000 |
0.00% |
|
|
| 40 |
ADVISOR GROUP, INC. |
7,764 |
91,000 |
0.01% |
|
|
| 41 |
GLEN HARBOR CAPITAL MANAGEMENT LLC |
8,224 |
96,000 |
0.01% |
|
|
| 42 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
8,311 |
97,000 |
0.01% |
|
|
| 43 |
Cubist Systematic Strategies, LLC |
8,648 |
101,000 |
0.01% |
|
|
| 44 |
Estabrook Capital Management |
9,654 |
112,373 |
0.01% |
|
|
| 45 |
Tower Research Capital LLC (TRC) |
9,754 |
114,000 |
0.01% |
|
|
| 46 |
Magnetar Financial LLC |
10,077 |
117,000 |
0.01% |
|
|
| 47 |
Parametrica Management Ltd |
10,196 |
119,000 |
0.01% |
|
|
| 48 |
Quantitative Systematic Strategies LLC |
10,468 |
122,000 |
0.01% |
|
|
| 49 |
SIGNET FINANCIAL MANAGEMENT, LLC |
10,712 |
125,000 |
0.01% |
|
|
| 50 |
PANAGORA ASSET MANAGEMENT INC |
11,344 |
132,000 |
0.01% |
|
|
