Dark
Light
System
Security
VANGUARD INDEX FDS SMALL CP ETF
VANGUARD INDEX FDS SMALL CP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 520 Institutional holders with a total value of $5,742,100,783.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Horizon Investments, LLC 60,356 6,982,000 0.12%
102 Stonehearth Capital Management, LLC 59,713 6,908,000 0.12%
103 AVIANCE CAPITAL MANAGEMENT, LLC 59,048 6,831,000 0.12%
104 Janney Montgomery Scott LLC 59,740 6,775,000 0.12%
105 RETIREMENT CAPITAL STRATEGIES 58,328 6,747,000 0.12%
106 Ballentine Partners, LLC 58,136 6,725,000 0.12%
107 Maryland Capital Management 56,557 6,542,000 0.11%
108 REGIONS FINANCIAL CORP 55,233 6,389,000 0.11%
109 WHITTIER TRUST CO OF NEVADA INC 54,861 6,346,000 0.11%
110 BW Gestao de Investimentos Ltda. 54,786 6,338,000 0.11%
111 Caprock Group, LLC 54,664 6,324,000 0.11%
112 TD Capital Management LLC 53,065 6,139,000 0.11%
113 Morningstar Investment Services LLC 51,728 6,002,000 0.10%
114 HOCHMAN COLE INVESTMENT ADVISORS, INC. 52,292 5,940,000 0.10%
115 MUFG Americas Holdings Corp 50,919 5,890,000 0.10%
116 Alexandria Capital, LLC 49,839 5,765,000 0.10%
117 Ruggie Capital Group 48,502 5,623,000 0.10%
118 Mariner, LLC 47,772 5,526,000 0.10%
119 Pinnacle Wealth Management Advisory Group, LLC 47,331 5,475,000 0.10%
120 JNBA Financial Advisors 47,006 5,438,000 0.09%
121 People's United Financial, Inc. 45,994 5,321,000 0.09%
122 ELM ADVISORS, LLC 45,705 5,287,000 0.09%
123 First Allied Advisory Services, Inc. 43,582 5,042,000 0.09%
124 FDx Advisors, Inc. 42,924 4,965,000 0.09%
125 Landmark Financial Advisors, LLC 42,849 4,956,000 0.09%
126 BLB&B Advisors, LLC 40,941 4,736,000 0.08%
127 CWM, LLC 40,825 4,723,000 0.08%
128 FARMERS & MERCHANTS INVESTMENTS INC 40,000 4,627,000 0.08%
129 Pure Financial Advisors, LLC 39,605 4,582,000 0.08%
130 ADVISOR GROUP, INC. 38,426 4,443,000 0.08%
131 WEBSTER BANK, N. A. 38,324 4,433,000 0.08%
132 Tarbox Family Office, Inc. 38,058 4,403,000 0.08%
133 VANGUARD GROUP INC 37,286 4,313,000 0.08%
134 BANK OF MONTREAL /CAN/ 36,850 4,264,000 0.07%
135 Bray Capital Advisors 36,180 4,185,000 0.07%
136 Evercore Wealth Management, LLC 35,932 4,157,000 0.07%
137 SUNTRUST BANKS INC 34,730 4,017,000 0.07%
138 BRONFMAN E.L. ROTHSCHILD, L.P. 34,669 4,010,000 0.07%
139 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,400 3,979,000 0.07% Put
140 NICHOLAS HOFFMAN & COMPANY, LLC. 34,049 3,939,000 0.07%
141 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 33,774 3,907,000 0.07%
142 DOWLING & YAHNKE LLC 33,765 3,906,000 0.07%
143 NORTHEAST INVESTMENT MANAGEMENT 33,254 3,847,000 0.07%
144 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 32,790 3,793,000 0.07%
145 JOHNSON INVESTMENT COUNSEL INC 32,141 3,718,000 0.06%
146 New England Private Wealth Advisors LLC 31,607 3,657,000 0.06%
147 VOYA FINANCIAL ADVISORS, INC. 32,003 3,642,000 0.06%
148 BLAIR WILLIAM & CO/IL 30,321 3,508,000 0.06%
149 BANK HAPOALIM BM 30,000 3,470,000 0.06%
150 Cambridge Advisors Inc. 29,902 3,459,000 0.06%
Page 3 of 11

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.