| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FALCON POINT CAPITAL, LLC | 40,000 | 1,138,000 | 95.24% | ||
| 2 | Smith Affiliated Capital Corp. | 2,000 | 56,880 | 4.76% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
