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BRISTOL MYERS SQUIBB CO
BRISTOL MYERS SQUIBB CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,606 Institutional holders with a total value of $64,543,315,764.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Orion Porfolio Solutions, LLC 6 0 0.00%
2 ALPHA OMEGA WEALTH MANAGEMENT LLC 8 0 0.00%
3 Cetera Advisors LLC 1,000 1,000 0.00% Call
4 M&T BANK CORP 27 2,000 0.00% Call
5 Cetera Advisors LLC 600 2,000 0.00% Put
6 DELPHI PRIVATE ADVISORS LLC 50 3,000 0.00%
7 FNY Managed Accounts LLC 180 3,385 0.00% Call
8 FNY Managed Accounts LLC 10 3,900 0.00% Put
9 WEALTHCARE ADVISORY PARTNERS LLC 71 4,000 0.00%
10 Tortoise Investment Management, LLC 100 5,000 0.00%
11 CUTLER GROUP LLC / CA 7,800 6,000 0.00% Call
12 HAP Trading, LLC 43,800 7,000 0.00% Call
13 Shamrock Asset Management LLC 133 7,000 0.00%
14 D. SCOTT NEAL, INC. 140 8,000 0.00%
15 Financial Management Professionals, Inc. 150 8,000 0.00%
16 HERNDON CAPITAL MANAGEMENT LLC 154 8,000 0.00%
17 RAYMOND JAMES & ASSOCIATES 53,300 9,000 0.00% Call
18 BUTENSKY & COHEN FINANCIAL SECURITY, INC 190 10,000 0.00%
19 RISK PARADIGM GROUP, LLC 190 10,244 0.00%
20 Credential Securities Inc. 192 10,352 0.00%
21 NEW YORK LIFE TRUST CO 206 11,000 0.00%
22 Mitsubishi UFJ Securities Holdings Co., Ltd. 220 12,000 0.00%
23 SRH ADVISORS, LLC 225 12,000 0.00%
24 AMERICAN NATIONAL BANK & TRUST 270 15,000 0.00%
25 Canal Insurance CO 22,000 16,000 0.00% Call
26 PARK CIRCLE Co 300 16,000 0.00%
27 SeaBridge Investment Advisors LLC 300 16,000 0.00%
28 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 303 16,000 0.00%
29 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 17,000 0.00%
30 Endurance Wealth Management, Inc. 350 17,000 0.00%
31 Creative Planning 11,000 23,000 0.00% Call
32 RPG FAMILY WEALTH ADVISORY, LLC 440 23,724 0.00%
33 Cordasco Financial Network 343 25,000 0.00%
34 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 478 26,000 0.00%
35 Lombard Odier Transatlantic Ltd 500 27,000 0.00%
36 Tarbox Family Office, Inc. 514 28,000 0.00%
37 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 600 32,000 0.00%
38 Winfield Associates, Inc. 600 32,000 0.00%
39 JAMES INVESTMENT RESEARCH, INC. 600 32,000 0.00%
40 Live Your Vision, LLC 605 33,000 0.00%
41 FCM INVESTMENTS/TX 610 33,000 0.00%
42 Lowe Wealth Advisors, LLC 625 34,000 0.00%
43 ADVANTAGE INVESTMENT MANAGEMENT, LLC 690 37,000 0.00%
44 MU Investments Co., Ltd. 730 39,000 0.00%
45 MV CAPITAL MANAGEMENT, INC. 741 40,000 0.00%
46 Commonwealth Financial Services, LLC 738 40,000 0.00%
47 D'Orazio & Associates, Inc. 761 41,000 0.00%
48 Stevens First Principles Investment Advisors 777 42,000 0.00%
49 PATHSTONE FAMILY OFFICE, LLC 791 43,000 0.00%
50 KELMAN-LAZAROV, INC. 803 44,333 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.