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VANGUARD MALVERN FDS
VANGUARD MALVERN FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 86 Institutional holders with a total value of $321,588,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ALESCO ADVISORS LLC 879,360 43,380,000 13.49%
2 GOLDMAN SACHS GROUP INC 606,015 29,895,000 9.30%
3 MORGAN STANLEY 396,956 19,583,000 6.09%
4 JMG Financial Group, Ltd. 338,872 16,717,000 5.20%
5 Windham Capital Management, LLC 333,068 16,431,000 5.11%
6 MOTCO 308,045 15,197,000 4.73%
7 BANK OF AMERICA CORP /DE/ 266,789 13,161,000 4.09%
8 UBS AG 264,756 13,061,000 4.06%
9 NATIXIS ADVISORS, LLC 263,713 13,009,000 4.05%
10 First Allied Asset Management, Inc. 231,336 11,360,000 3.53%
11 Retirement Planning Group, LLC 208,616 10,291,000 3.20%
12 ENVESTNET ASSET MANAGEMENT INC 194,877 9,614,000 2.99%
13 Mosaic Financial Partners, Inc. 171,300 8,450,000 2.63%
14 RAYMOND JAMES & ASSOCIATES 152,590 7,527,000 2.34%
15 Raymond James Financial Services Advisors, Inc. 139,128 6,863,000 2.13%
16 Bangor Savings Bank 136,012 6,709,000 2.09%
17 SPC Financial, Inc. 129,800 6,403,000 1.99%
18 TWIN CAPITAL MANAGEMENT INC 101,990 5,031,000 1.56%
19 PHILLIPS FINANCIAL MANAGEMENT, LLC 91,772 4,549,000 1.41%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 79,363 3,915,000 1.22%
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 73,069 3,604,000 1.12%
22 D.A. DAVIDSON & CO. 57,338 2,828,000 0.88%
23 Modera Wealth Management, LLC 57,037 2,814,000 0.88%
24 MOLLER WEALTH PARTNERS 53,896 2,659,000 0.83%
25 Regal Investment Advisors LLC 50,516 2,492,000 0.77%
26 PLANNING ALTERNATIVES LTD /ADV 46,712 2,304,000 0.72%
27 Coastline Trust Co 40,978 2,022,000 0.63%
28 NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC 39,996 1,973,000 0.61%
29 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 39,390 1,943,000 0.60%
30 First Allied Advisory Services, Inc. 38,670 1,893,000 0.59%
31 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 35,747 1,763,000 0.55%
32 ROYAL BANK OF CANADA 34,233 1,688,000 0.52%
33 Argentus Capital Management, LLC 32,742 1,615,000 0.50%
34 Cetera Advisor Networks LLC 32,471 1,599,000 0.50%
35 McAdams Wright Ragen, Inc. 30,779 1,518,000 0.47%
36 LPL Financial LLC 30,731 1,516,000 0.47%
37 SMITH HAYES Advisers, Inc 29,969 1,478,000 0.46%
38 ProVise Management Group, LLC 29,941 1,477,000 0.46%
39 STIFEL FINANCIAL CORP 28,803 1,421,000 0.44%
40 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 27,253 1,344,000 0.42%
41 Cambridge Investment Research Advisors, Inc. 27,013 1,333,000 0.41%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,289 1,198,000 0.37%
43 AMERIPRISE FINANCIAL INC 21,751 1,063,000 0.33%
44 Granite Investment Advisors, LLC 20,560 1,014,000 0.32%
45 First Fiduciary Investment Counsel, Inc. 20,080 991,000 0.31%
46 Stratford Consulting, LLC 19,102 942,000 0.29%
47 Cetera Advisors LLC 17,857 882,000 0.27%
48 VSR Financial Services, Inc. 17,156 846,000 0.26%
49 Virtu KCG Holdings LLC 15,310 756,000 0.24%
50 First Horizon Advisors, Inc. 15,171 750,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.