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VANGUARD MALVERN FDS
VANGUARD MALVERN FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 154 Institutional holders with a total value of $1,297,820,406.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Perigon Wealth Management, LLC 48 2,000 0.00%
3 BALENTINE LLC 37 2,000 0.00%
4 CUTLER GROUP LLC / CA 71 3,000 0.00%
5 Argentus Capital Management, LLC 80 4,000 0.00%
6 WOLVERINE TRADING LP /BD 100 4,945 0.00%
7 ANCHOR INVESTMENT MANAGEMENT, LLC 100 4,948 0.00%
8 GENEOS WEALTH MANAGEMENT INC. 109 5,000 0.00%
9 ROPES WEALTH ADVISORS LLC 125 6,000 0.00%
10 Financial Management Professionals, Inc. 163 8,000 0.00%
11 Creative Planning 161 8,000 0.00%
12 NEXT Financial Group, Inc 450 22,000 0.00%
13 Carroll Financial Associates, Inc. 482 23,000 0.00%
14 D'Orazio & Associates, Inc. 503 25,000 0.00%
15 WFG Advisors, LP 510 25,000 0.00%
16 Winslow, Evans & Crocker, Inc. 512 25,334 0.00%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 535 26,000 0.00%
18 Burt Wealth Advisors 560 27,000 0.00%
19 BROWN BROTHERS HARRIMAN & CO 750 37,000 0.00%
20 FIRST INTERSTATE BANK 753 37,000 0.00%
21 D.A. DAVIDSON & CO. 919 45,000 0.00%
22 TRUST CO 1,133 56,000 0.00%
23 CENTRAL TRUST Co 1,438 71,000 0.01%
24 DUNCKER STREETT & CO INC 1,660 82,000 0.01%
25 BRONFMAN E.L. ROTHSCHILD, L.P. 2,000 99,000 0.01%
26 North Star Investment Management Corp. 2,000 99,000 0.01%
27 Patten Group, Inc. 3,323 164,422 0.01%
28 VERSANT CAPITAL MANAGEMENT, INC 3,381 167,000 0.01%
29 SCOTIA CAPITAL INC. 4,070 201,000 0.02%
30 CAHILL FINANCIAL ADVISORS INC 4,284 212,000 0.02%
31 New England Private Wealth Advisors LLC 4,478 221,000 0.02%
32 St. James Investment Company, LLC 4,650 230,000 0.02%
33 Somerset Group LLC 5,262 260,000 0.02%
34 Zhang Financial LLC 5,313 263,000 0.02%
35 Advisory Services Network, LLC 5,750 285,000 0.02%
36 HL FINANCIAL SERVICES LLC 6,273 310,000 0.02%
37 CETERA INVESTMENT ADVISERS 6,477 318,000 0.02%
38 Newman Dignan & Sheerar, Inc. 6,461 320,000 0.02%
39 PINNACLE ASSOCIATES LTD 6,570 325,000 0.03%
40 RISK PARADIGM GROUP, LLC 6,857 339,284 0.03%
41 Avior Wealth Management, LLC 6,916 342,000 0.03%
42 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 6,904 342,000 0.03%
43 NORTHEAST INVESTMENT MANAGEMENT 7,000 346,000 0.03%
44 MSI Financial Services Inc 7,397 366,000 0.03%
45 Capital Investment Services of America, Inc. 7,500 371,000 0.03%
46 Smithfield Trust Co 7,751 383,000 0.03%
47 First Horizon Advisors, Inc. 7,959 393,000 0.03%
48 Whitegate Investment Counselors, Inc. 8,026 397,000 0.03%
49 Private Advisor Group, LLC 8,113 402,000 0.03%
50 RPG FAMILY WEALTH ADVISORY, LLC 8,801 435,473 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.