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VANGUARD MALVERN FDS
VANGUARD MALVERN FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 174 Institutional holders with a total value of $1,520,895,591.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Ancora Advisors LLC 45 2,000 0.00%
3 Perigon Wealth Management, LLC 48 2,000 0.00%
4 CAPTRUST FINANCIAL ADVISORS 46 2,000 0.00%
5 GLOBAL RETIREMENT PARTNERS, LLC 35 2,000 0.00%
6 CUTLER GROUP LLC / CA 71 3,000 0.00%
7 PARALLEL ADVISORS, LLC 209 10,000 0.00%
8 ANCHOR INVESTMENT MANAGEMENT, LLC 300 14,748 0.00%
9 NEW CAPITAL MANAGEMENT LP 344 17,000 0.00%
10 ADVANTAGE INVESTMENT MANAGEMENT, LLC 478 23,000 0.00%
11 D'Orazio & Associates, Inc. 512 25,000 0.00%
12 Burt Wealth Advisors 560 27,000 0.00%
13 FIRST INTERSTATE BANK 753 37,000 0.00%
14 WFG Advisors, LP 810 40,000 0.00%
15 TRUST CO 840 41,000 0.00%
16 Patten Group, Inc. 958 47,000 0.00%
17 Walleye Trading LLC 1,222 60,000 0.00%
18 DUNCKER STREETT & CO INC 1,510 74,000 0.00%
19 Carroll Financial Associates, Inc. 1,682 82,000 0.01%
20 NEXT Financial Group, Inc 1,893 93,000 0.01%
21 North Star Investment Management Corp. 2,006 99,000 0.01%
22 BRONFMAN E.L. ROTHSCHILD, L.P. 2,200 108,000 0.01%
23 BROWN BROTHERS HARRIMAN & CO 2,950 145,000 0.01%
24 GLEN EAGLE ADVISORS, LLC 3,032 149,033 0.01%
25 FDx Advisors, Inc. 4,849 238,000 0.02%
26 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 4,954 244,000 0.02%
27 Compagnie Lombard Odier SCmA 5,100 251,000 0.02%
28 SIMMONS BANK 5,140 253,000 0.02%
29 TWIN FOCUS CAPITAL PARTNERS, LLC 5,300 261,000 0.02%
30 Zhang Financial LLC 5,313 262,000 0.02%
31 PNC FINANCIAL SERVICES GROUP, INC. 5,478 270,000 0.02%
32 CLEARSTEAD ADVISORS, LLC 5,495 270,000 0.02%
33 CEDAR WEALTH MANAGEMENT, LLC 5,525 272,000 0.02%
34 CAHILL FINANCIAL ADVISORS INC 5,610 276,000 0.02%
35 RISK PARADIGM GROUP, LLC 5,863 288,225 0.02%
36 Greenwich Wealth Management LLC 5,909 290,000 0.02%
37 JAMES INVESTMENT RESEARCH, INC. 5,950 293,000 0.02%
38 Mathes Company, Inc. 6,000 295,000 0.02%
39 BLAIR WILLIAM & CO/IL 6,535 321,000 0.02%
40 RPG FAMILY WEALTH ADVISORY, LLC 6,881 338,269 0.02%
41 Avior Wealth Management, LLC 6,977 343,000 0.02%
42 CETERA INVESTMENT ADVISERS 7,435 365,000 0.02%
43 Capital Investment Services of America, Inc. 7,500 369,000 0.02%
44 SUMMIT GLOBAL INVESTMENTS 7,625 375,000 0.02%
45 First Horizon Advisors, Inc. 7,633 379,000 0.02%
46 Smithfield Trust Co 7,751 381,000 0.03%
47 LINCOLN NATIONAL CORP 7,833 385,000 0.03%
48 Whitegate Investment Counselors, Inc. 8,071 397,000 0.03%
49 HL FINANCIAL SERVICES LLC 8,132 400,000 0.03%
50 CITADEL ADVISORS LLC 9,236 454,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.