| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | USCA RIA LLC | 34,609 | 23,705,000 | 30.65% | ||
| 2 | GFS Advisors, LLC | 34,609 | 23,705,000 | 30.65% | ||
| 3 | G.F.W. Energy VIII, L.P. | 5,955,386 | 8,695,000 | 11.24% | ||
| 4 | Lime Rock Management LP | 4,725,599 | 6,900,000 | 8.92% | ||
| 5 | G.F.W. Energy VII, L.P. | 1,021,747 | 1,492,000 | 1.93% | ||
| 6 | GOLDMAN SACHS GROUP INC | 868,256 | 1,268,000 | 1.64% | ||
| 7 | BARCLAYS PLC | 1,250,100 | 1,250,000 | 1.62% | Put | |
| 8 | MORGAN STANLEY | 662,356 | 968,000 | 1.25% | ||
| 9 | UBS Group AG | 429,825 | 628,000 | 0.81% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 411,600 | 601,000 | 0.78% | Call | |
| 11 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 326,615 | 477,000 | 0.62% | ||
| 12 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 260,200 | 380,000 | 0.49% | Put | |
| 13 | JANE STREET GROUP, LLC | 250,485 | 366,000 | 0.47% | ||
| 14 | HUNTINGTON NATIONAL BANK | 24,020 | 335,000 | 0.43% | ||
| 15 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 222,911 | 325,000 | 0.42% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 217,407 | 318,000 | 0.41% | ||
| 17 | CUTLER GROUP LLC / CA | 86,700 | 304,000 | 0.39% | Put | |
| 18 | GUGGENHEIM CAPITAL LLC | 205,992 | 300,000 | 0.39% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 189,114 | 276,000 | 0.36% | ||
| 20 | Arrow Investment Advisors, LLC | 187,148 | 273,000 | 0.35% | ||
| 21 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 179,546 | 262,000 | 0.34% | ||
| 22 | LPL Financial LLC | 168,789 | 240,000 | 0.31% | ||
| 23 | WEDBUSH SECURITIES INC | 153,295 | 224,000 | 0.29% | ||
| 24 | IFP ADVISORS, INC | 138,460 | 202,000 | 0.26% | ||
| 25 | Creative Planning | 137,716 | 201,000 | 0.26% | ||
| 26 | WELLS FARGO & COMPANY/MN | 135,308 | 197,000 | 0.25% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 126,997 | 185,000 | 0.24% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 117,291 | 171,000 | 0.22% | ||
| 29 | DEUTSCHE BANK AG\ | 106,917 | 155,000 | 0.20% | ||
| 30 | Gilman Hill Asset Management, LLC | 105,093 | 153,000 | 0.20% | ||
| 31 | STIFEL FINANCIAL CORP | 99,883 | 146,000 | 0.19% | ||
| 32 | ROYAL BANK OF CANADA | 92,507 | 135,000 | 0.17% | ||
| 33 | Cambridge Investment Research Advisors, Inc. | 91,455 | 134,000 | 0.17% | ||
| 34 | BARCLAYS PLC | 122,924 | 123,000 | 0.16% | ||
| 35 | Spot Trading L.L.C | 73,300 | 107,000 | 0.14% | Call | |
| 36 | STATE STREET CORP | 73,642 | 107,000 | 0.14% | ||
| 37 | PEAK6 Group LLC | 72,900 | 106,000 | 0.14% | Call | |
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 68,842 | 101,000 | 0.13% | ||
| 39 | Sumitomo Mitsui Trust Group, Inc. | 57,360 | 84,000 | 0.11% | ||
| 40 | AQR ARBITRAGE LLC | 54,023 | 79,000 | 0.10% | ||
| 41 | GEODE CAPITAL MANAGEMENT, LLC | 53,818 | 78,000 | 0.10% | ||
| 42 | Investors Capital Advisory Services | 49,438 | 72,000 | 0.09% | ||
| 43 | Commonwealth Equity Services, Inc | 47,111 | 69,000 | 0.09% | ||
| 44 | INVESTMENT CENTERS OF AMERICA INC | 52,819 | 68,000 | 0.09% | ||
| 45 | AVENIR CORP | 44,500 | 65,000 | 0.08% | ||
| 46 | Alpine Global Management, LLC | 37,623 | 55,000 | 0.07% | ||
| 47 | Sigma Planning Corp | 35,338 | 52,000 | 0.07% | ||
| 48 | Creegan & Nassoura Financial Group, LLC | 35,728 | 52,000 | 0.07% | ||
| 49 | CITIGROUP INC | 34,973 | 51,000 | 0.07% | ||
| 50 | CUTLER GROUP LLC / CA | 31,573 | 46,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
