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VANGUARD NAT RES LLC
VANGUARD NAT RES LLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 133 Institutional holders with a total value of $77,338,039.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 TRUST CO OF VERMONT 300 0 0.00%
2 Walleye Trading LLC 200 0 0.00% Put
3 Spot Trading L.L.C 188 0 0.00%
4 THRIVENT FINANCIAL FOR LUTHERANS 187 0 0.00%
5 Walleye Trading LLC 100 0 0.00% Call
6 Financial Management Professionals, Inc. 185 0 0.00%
7 FIRST PREMIER BANK 385 1,000 0.00%
8 FIRST NATIONAL BANK SIOUX FALLS 1,000 1,000 0.00%
9 Vantage Investment Advisors, LLC 1,000 1,000 0.00%
10 INTEGRATED WEALTH MANAGEMENT 800 1,000 0.00%
11 Ledyard National Bank 900 1,000 0.00%
12 CUTLER GROUP LLC / CA 21,800 1,000 0.00% Call
13 Alexandria Capital, LLC 900 1,000 0.00%
14 Focused Wealth Management, Inc 368 1,000 0.00%
15 Orion Porfolio Solutions, LLC 692 1,000 0.00%
16 ENTERPRISE FINANCIAL SERVICES CORP 1,000 1,000 0.00%
17 NEXT Financial Group, Inc 720 1,000 0.00%
18 Oakworth Capital, Inc. 370 1,000 0.00%
19 BANK OF MONTREAL /CAN/ 1,000 1,000 0.00% Call
20 BESSEMER GROUP INC 1,000 1,000 0.00%
21 Transamerica Financial Advisors, LLC 450 1,000 0.00%
22 ENVESTNET ASSET MANAGEMENT INC 1,000 1,000 0.00%
23 GUPTA WEALTH MANAGEMENT LLC 700 1,000 0.00%
24 BNP PARIBAS FINANCIAL MARKETS 1,037 1,514 0.00%
25 FIRST FINANCIAL CORP /IN/ 1,550 2,000 0.00%
26 WFG Advisors, LP 1,499 2,000 0.00%
27 CSS LLC/IL 1,265 2,000 0.00%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,476 2,000 0.00%
29 ARMBRUSTER CAPITAL MANAGEMENT, INC. 2,000 3,000 0.00%
30 CITIGROUP INC 1,800 3,000 0.00% Put
31 BROWN BROTHERS HARRIMAN & CO 3,000 4,000 0.01%
32 GLENMEDE TRUST CO NA 3,031 4,000 0.01%
33 REILLY FINANCIAL ADVISORS, LLC 2,925 4,000 0.01%
34 UBS Group AG 2,600 4,000 0.01% Put
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,991 4,000 0.01%
36 Hudock, Inc. 3,614 5,000 0.01%
37 CEDAR WEALTH MANAGEMENT, LLC 3,690 5,000 0.01%
38 US BANCORP \DE\ 3,165 5,000 0.01%
39 First Horizon Advisors, Inc. 3,870 6,000 0.01%
40 UBS Group AG 4,900 7,000 0.01% Call
41 Tower Research Capital LLC (TRC) 4,620 7,000 0.01%
42 D.A. DAVIDSON & CO. 5,500 8,000 0.01%
43 AMERICAN INTERNATIONAL GROUP, INC. 5,133 8,000 0.01%
44 U S GLOBAL INVESTORS INC 6,115 9,000 0.01%
45 GOLDMAN SACHS GROUP INC 6,600 10,000 0.01% Put
46 MSI Financial Services Inc 7,445 11,000 0.01%
47 PEAK6 Group LLC 7,788 11,000 0.01%
48 GOLDMAN SACHS GROUP INC 10,100 15,000 0.02% Call
49 SPHINX TRADING, LP 10,066 15,000 0.02%
50 Trust Asset Management LLC 10,368 15,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.