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VANGUARD NAT RES LLC
VANGUARD NAT RES LLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 119 Institutional holders with a total value of $5,799,961.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 DEUTSCHE BANK AG\ 70 0 0.00%
2 Hudock, Inc. 414 0 0.00%
3 Oakworth Capital, Inc. 370 0 0.00%
4 TRUST CO OF VERMONT 300 0 0.00%
5 Focused Wealth Management, Inc 368 0 0.00%
6 HUNTINGTON NATIONAL BANK 100 0 0.00%
7 THRIVENT FINANCIAL FOR LUTHERANS 187 0 0.00%
8 Walleye Trading LLC 200 0 0.00% Put
9 Financial Management Professionals, Inc. 185 0 0.00%
10 CUTLER GROUP LLC / CA 5,900 0 0.00% Call
11 WEALTHPLAN PARTNERS, LLC 665 344 0.01%
12 Orion Porfolio Solutions, LLC 682 1,000 0.02%
13 JACOBI CAPITAL MANAGEMENT LLC 1,000 1,000 0.02%
14 FIRST FINANCIAL CORP /IN/ 1,550 1,000 0.02%
15 BESSEMER GROUP INC 1,000 1,000 0.02%
16 CITIGROUP INC 700 1,000 0.02% Put
17 INTEGRATED WEALTH MANAGEMENT 800 1,000 0.02%
18 ENVESTNET ASSET MANAGEMENT INC 1,000 1,000 0.02%
19 Alexandria Capital, LLC 900 1,000 0.02%
20 Walleye Trading LLC 722 1,000 0.02%
21 ENTERPRISE FINANCIAL SERVICES CORP 1,000 1,000 0.02%
22 BANK OF MONTREAL /CAN/ 950 1,000 0.02%
23 NEXT Financial Group, Inc 1,394 1,000 0.02%
24 Vantage Investment Advisors, LLC 1,000 1,000 0.02%
25 Hartford Financial Management Inc. 1,757 1,000 0.02%
26 GLENMEDE TRUST CO NA 3,031 2,000 0.03%
27 WFG Advisors, LP 2,430 2,000 0.03%
28 UBS Group AG 2,600 2,000 0.03% Put
29 ARMBRUSTER CAPITAL MANAGEMENT, INC. 2,000 2,000 0.03%
30 REILLY FINANCIAL ADVISORS, LLC 2,925 3,000 0.05%
31 GOLDMAN SACHS GROUP INC 3,700 3,000 0.05% Put
32 CEDAR WEALTH MANAGEMENT, LLC 3,690 3,000 0.05%
33 US BANCORP \DE\ 2,800 3,000 0.05%
34 BROWN BROTHERS HARRIMAN & CO 3,000 3,000 0.05%
35 UBS Group AG 4,900 4,000 0.07% Call
36 SIMPLEX TRADING, LLC 4,712 4,000 0.07%
37 First Horizon Advisors, Inc. 3,870 4,000 0.07%
38 D.A. DAVIDSON & CO. 5,500 4,000 0.07%
39 MSI Financial Services Inc 6,585 6,000 0.10%
40 MANUFACTURERS LIFE INSURANCE COMPANY, THE 6,166 6,000 0.10%
41 GOLDMAN SACHS GROUP INC 8,900 8,000 0.14% Call
42 SPHINX TRADING, LP 10,066 9,000 0.16%
43 INDEPENDENCE ADVISORS, LLC 10,159 9,000 0.16%
44 Moors & Cabot, Inc. 10,000 9,000 0.16%
45 INTEGRATED INVESTMENT CONSULTANTS, LLC 17,750 9,000 0.16%
46 DAVENPORT & Co LLC 10,633 9,617 0.17%
47 TRUSTMARK BANK TRUST DEPARTMENT 11,390 10,000 0.17%
48 Concert Wealth Management Inc. 14,107 10,000 0.17%
49 Cannell & Co. 11,912 11,000 0.19%
50 Cetera Advisor Networks LLC 12,428 11,000 0.19%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.