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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $244,480,348.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 489,032 42,336,000 17.32%
2 UBS Group AG 487,096 42,168,000 17.25%
3 GOLDMAN SACHS GROUP INC 404,172 34,989,000 14.31%
4 LPL Financial LLC 329,259 28,129,000 11.51%
5 MORGAN STANLEY 278,144 24,079,000 9.85%
6 Cornerstone Management, Inc. 185,715 16,077,348 6.58%
7 Janney Montgomery Scott LLC 151,451 13,111,000 5.36%
8 WELLS FARGO & COMPANY/MN 77,160 6,679,000 2.73%
9 ROYAL BANK OF CANADA 65,794 5,696,000 2.33%
10 ENVESTNET ASSET MANAGEMENT INC 59,271 5,131,000 2.10%
11 STIFEL FINANCIAL CORP 51,319 4,443,000 1.82%
12 Commonwealth Equity Services, Inc 38,679 3,348,000 1.37%
13 JANE STREET GROUP, LLC 28,050 2,428,000 0.99%
14 AMERIPRISE FINANCIAL INC 21,757 1,884,000 0.77%
15 Aureus Asset Management, LLC 13,984 1,211,000 0.50%
16 First Horizon Advisors, Inc. 13,322 1,164,000 0.48%
17 Private Advisor Group, LLC 11,224 972,000 0.40%
18 Parsec Financial Management, Inc. 10,821 937,000 0.38%
19 Raymond James Financial Services Advisors, Inc. 10,427 903,000 0.37%
20 IFP ADVISORS, INC 10,227 885,000 0.36%
21 First Allied Advisory Services, Inc. 10,067 871,000 0.36%
22 FIDUCIARY TRUST CO 8,275 716,000 0.29%
23 BROWN ADVISORY INC 7,785 674,000 0.28%
24 CORNERCAP INVESTMENT COUNSEL INC 6,640 575,000 0.24%
25 NorthRock Partners, LLC 6,360 551,000 0.23%
26 CLARIUS GROUP, LLC 6,320 547,000 0.22%
27 BAIRD FINANCIAL GROUP, INC. 5,946 515,000 0.21%
28 Cetera Advisor Networks LLC 5,567 481,000 0.20%
29 RAYMOND JAMES & ASSOCIATES 4,469 387,000 0.16%
30 BB&T SECURITIES, LLC 4,312 373,000 0.15%
31 Timber Hill LLC 3,844 333,000 0.14%
32 VANGUARD GROUP INC 3,821 331,000 0.14%
33 Lourd Capital, LLC 3,402 295,000 0.12%
34 PNC FINANCIAL SERVICES GROUP, INC. 2,919 253,000 0.10%
35 Cambridge Investment Research Advisors, Inc. 2,426 210,000 0.09%
36 MSI Financial Services Inc 2,335 202,000 0.08%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,881 163,000 0.07%
38 AMERICAN INTERNATIONAL GROUP, INC. 1,826 158,000 0.06%
39 SG Americas Securities, LLC 1,784 154,000 0.06%
40 CITIGROUP INC 555 48,000 0.02%
41 US BANCORP \DE\ 350 30,000 0.01%
42 Tower Research Capital LLC (TRC) 262 23,000 0.01%
43 BlackRock Finance, Inc. 134 12,000 0.00%
44 MANUFACTURERS LIFE INSURANCE COMPANY, THE 77 7,000 0.00%
45 TRUST CO OF VERMONT 7 1,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.