Dark
Light
System
Security
VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 96 Institutional holders with a total value of $1,188,835,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 10,225,310 545,622,000 45.90%
2 ENVESTNET ASSET MANAGEMENT INC 2,168,292 115,700,000 9.73%
3 BANK OF AMERICA CORP /DE/ 2,051,282 109,457,000 9.21%
4 LINCOLN NATIONAL CORP 1,100,316 58,712,000 4.94%
5 ROCKEFELLER FINANCIAL SERVICES INC 970,883 51,806,000 4.36%
6 ASSETMARK, INC 865,254 46,170,000 3.88%
7 WELLS FARGO & COMPANY/MN 410,938 21,928,000 1.84%
8 PARK AVENUE SECURITIES LLC 408,038 21,773,000 1.83%
9 Cambridge Investment Research Advisors, Inc. 404,009 21,558,000 1.81%
10 Allianz Asset Management GmbH 338,712 18,074,000 1.52%
11 IFC Holdings Incorporated/FL 269,111 14,298,000 1.20%
12 SII INVESTMENTS INC/WI 201,488 10,738,000 0.90%
13 Baker Avenue Asset Management, LP 197,527 10,540,000 0.89%
14 RAYMOND JAMES & ASSOCIATES 184,158 9,827,000 0.83%
15 Advisory Alpha, LLC 147,732 7,883,000 0.66%
16 WealthTrust Fairport, LLC 139,022 7,418,000 0.62%
17 MORGAN STANLEY 125,448 6,694,000 0.56%
18 Eagle Ridge Investment Management 118,725 6,335,000 0.53%
19 Virtu KCG Holdings LLC 118,518 6,324,000 0.53%
20 FC ADVISORY LLC 113,967 6,081,000 0.51%
21 NATIONAL PLANNING CORP 111,010 5,905,000 0.50%
22 Quantitative Advantage, LLC 107,758 5,750,000 0.48%
23 INVESTMENT CENTERS OF AMERICA INC 92,024 4,902,000 0.41%
24 UBS Group AG 90,616 4,835,000 0.41%
25 FRANKLIN RESOURCES INC 88,290 4,711,000 0.40%
26 LPL Financial LLC 86,861 4,636,000 0.39%
27 Advisors Preferred, LLC 86,491 4,615,000 0.39%
28 LEUTHOLD GROUP, LLC 79,679 4,252,000 0.36%
29 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 78,481 4,185,000 0.35%
30 Transamerica Financial Advisors, LLC 65,077 3,473,000 0.29%
31 PACIFIC FINANCIAL GROUP INC 61,309 3,271,000 0.28%
32 AMERIPRISE FINANCIAL INC 60,535 3,231,000 0.27%
33 Boston Trust Walden Corp 56,843 3,033,000 0.26%
34 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 50,000 2,668,000 0.22% PRN
35 JANE STREET GROUP, LLC 43,253 2,308,000 0.19%
36 KAYS FINANCIAL ADVISORY CORP /ADV 41,052 2,191,000 0.18%
37 Orion Porfolio Solutions, LLC 41,000 2,188,000 0.18%
38 Forward Management, LLC 36,737 1,961,000 0.16%
39 STIFEL FINANCIAL CORP 35,493 1,894,000 0.16%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 34,263 1,828,000 0.15%
41 Janney Montgomery Scott LLC 34,248 1,827,000 0.15%
42 MANNING & NAPIER ADVISORS LLC 29,145 1,555,000 0.13% PRN
43 TCV Trust & Wealth Management, Inc. 28,514 1,521,000 0.13%
44 Freedom Investment Management, Inc. 13,358 1,243,000 0.10%
45 Laird Norton Wetherby Wealth Management, LLC 22,700 1,211,000 0.10%
46 CREDIT SUISSE AG/ 15,473 825,000 0.07%
47 AMERICAN INTERNATIONAL GROUP, INC. 14,830 792,000 0.07%
48 Clear Harbor Asset Management, LLC 14,545 776,000 0.07%
49 Argentus Capital Management, LLC 13,127 700,000 0.06%
50 JFB Holdings Corp 12,645 675,000 0.06%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.