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CARLYLE GROUP L P
CARLYLE GROUP L P. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 131 Institutional holders with a total value of $575,667,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Architects, Inc 9 0 0.00%
2 CUTLER GROUP LLC / CA 1,200 0 0.00% Put
3 BENJAMIN F. EDWARDS & COMPANY, INC. 90 1,000 0.00%
4 Klingman & Associates, LLC 72 1,000 0.00%
5 D.A. DAVIDSON & CO. 100 1,000 0.00%
6 BELLWETHER INVESTMENT GROUP, LLC 117 2,000 0.00%
7 Burt Wealth Advisors 245 3,000 0.00%
8 Hudock, Inc. 200 3,000 0.00%
9 Spot Trading L.L.C 200 3,000 0.00% Call
10 Smithfield Trust Co 300 5,000 0.00%
11 BNP PARIBAS FINANCIAL MARKETS 314 5,096 0.00%
12 THOMPSON SIEGEL & WALMSLEY LLC 400 6,000 0.00%
13 CUTLER GROUP LLC / CA 397 6,000 0.00%
14 FIRST MANHATTAN CO. LLC. 700 11,000 0.00%
15 ADVANTAGE INVESTMENT MANAGEMENT, LLC 700 11,000 0.00%
16 MV CAPITAL MANAGEMENT, INC. 715 12,000 0.00%
17 WHITTIER TRUST CO OF NEVADA INC 740 12,000 0.00%
18 Tower Research Capital LLC (TRC) 808 13,000 0.00%
19 PENSERRA CAPITAL MANAGEMENT LLC 819 13,000 0.00%
20 BRONFMAN E.L. ROTHSCHILD, L.P. 841 14,000 0.00% PRN
21 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 925 15,000 0.00%
22 SYNOVUS FINANCIAL CORP 1,102 18,000 0.00%
23 Ameritas Investment Partners, Inc. 1,650 26,000 0.00%
24 US BANCORP \DE\ 1,700 28,000 0.00%
25 Smith Affiliated Capital Corp. 2,000 32,460 0.01% PRN
26 MSI Financial Services Inc 2,121 34,000 0.01%
27 CWM, LLC 2,100 34,000 0.01%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,090 34,000 0.01%
29 GROUP ONE TRADING LLC 2,288 37,000 0.01%
30 Blume Capital Management, Inc. 2,400 39,000 0.01%
31 Highlander Capital Management, LLC 2,800 45,000 0.01%
32 IFP ADVISORS, INC 3,112 51,000 0.01%
33 ADVISOR GROUP, INC. 3,630 58,000 0.01%
34 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,900 63,000 0.01%
35 BALDWIN WEALTH PARTNERS LLC/MA 4,500 73,000 0.01%
36 SIMPLEX TRADING, LLC 6,030 97,000 0.02%
37 Sandy Spring Bank 6,500 105,000 0.02%
38 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,905 128,000 0.02%
39 PEAK6 Group LLC 8,500 138,000 0.02% Call
40 WEALTHPLAN PARTNERS, LLC 19,857 156,186 0.03%
41 CARRET ASSET MANAGEMENT, LLC 10,000 162,000 0.03%
42 Trafelet Capital Management, L.P. 10,000 162,000 0.03%
43 Cetera Advisor Networks LLC 10,465 168,000 0.03%
44 HighTower Advisors, LLC 10,305 168,000 0.03%
45 Raymond James Financial Services Advisors, Inc. 10,709 174,000 0.03%
46 Cambridge Investment Research Advisors, Inc. 10,920 177,000 0.03%
47 North Star Investment Management Corp. 11,100 180,000 0.03%
48 Palo Capital, Inc. 11,100 180,000 0.03% SH
49 Advisory Services Network, LLC 12,994 211,000 0.04%
50 GARRISON BRADFORD & ASSOCIATES INC 13,400 217,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.