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CARLYLE GROUP L P
CARLYLE GROUP L P. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 131 Institutional holders with a total value of $575,667,586.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 WHITTIER TRUST CO 39,184 636,000 0.11%
52 RAYMOND JAMES & ASSOCIATES 38,884 631,000 0.11%
53 Bank of New York Mellon Corp 38,666 628,000 0.11%
54 PineBridge Investments, L.P. 35,557 577,000 0.10%
55 AMERIPRISE FINANCIAL INC 35,563 577,000 0.10%
56 WOLVERINE TRADING LP /BD 337 549,984 0.10% Put
57 GEODE CAPITAL MANAGEMENT, LLC 33,060 536,000 0.09%
58 EDMOND DE ROTHSCHILD (EUROPE) 27,735 450,000 0.08%
59 EDMOND DE ROTHSCHILD HOLDING S.A. 27,735 450,000 0.08%
60 Walleye Trading LLC 26,800 435,000 0.08% Call
61 Airain ltd 26,754 434,000 0.08%
62 Sterling Capital Management LLC 25,900 420,000 0.07%
63 M&T BANK CORP 24,775 402,000 0.07%
64 Creative Planning 24,600 399,000 0.07%
65 Focused Wealth Management, Inc 23,297 378,000 0.07%
66 BARCLAYS PLC 23,218 376,000 0.07%
67 WOLVERINE TRADING LP /BD 22,439 366,204 0.06%
68 Walleye Trading LLC 22,300 362,000 0.06% Put
69 PEAK6 Group LLC 21,445 348,000 0.06%
70 Orinda Asset Management LLC 19,291 326,000 0.06%
71 Janney Montgomery Scott LLC 19,830 310,000 0.05%
72 WOLVERINE TRADING LP /BD 183 298,656 0.05% Call
73 Spot Trading L.L.C 18,002 292,000 0.05%
74 B. Riley Wealth Advisors, Inc. 16,535 269,000 0.05%
75 ICONIQ Capital, LLC 15,550 252,000 0.04%
76 BROWN ADVISORY INC 15,250 247,000 0.04%
77 ASHFORD CAPITAL MANAGEMENT INC 15,100 245,000 0.04%
78 Neuberger Berman Group LLC 15,075 245,000 0.04%
79 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,500 235,000 0.04%
80 Mathes Company, Inc. 13,850 225,000 0.04%
81 BLAIR WILLIAM & CO/IL 13,450 218,000 0.04%
82 GARRISON BRADFORD & ASSOCIATES INC 13,400 217,000 0.04%
83 Advisory Services Network, LLC 12,994 211,000 0.04%
84 North Star Investment Management Corp. 11,100 180,000 0.03%
85 Palo Capital, Inc. 11,100 180,000 0.03% SH
86 Cambridge Investment Research Advisors, Inc. 10,920 177,000 0.03%
87 Raymond James Financial Services Advisors, Inc. 10,709 174,000 0.03%
88 Cetera Advisor Networks LLC 10,465 168,000 0.03%
89 HighTower Advisors, LLC 10,305 168,000 0.03%
90 Trafelet Capital Management, L.P. 10,000 162,000 0.03%
91 CARRET ASSET MANAGEMENT, LLC 10,000 162,000 0.03%
92 WEALTHPLAN PARTNERS, LLC 19,857 156,186 0.03%
93 PEAK6 Group LLC 8,500 138,000 0.02% Call
94 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,905 128,000 0.02%
95 Sandy Spring Bank 6,500 105,000 0.02%
96 SIMPLEX TRADING, LLC 6,030 97,000 0.02%
97 BALDWIN WEALTH PARTNERS LLC/MA 4,500 73,000 0.01%
98 ACROSPIRE INVESTMENT MANAGEMENT LLC 3,900 63,000 0.01%
99 ADVISOR GROUP, INC. 3,630 58,000 0.01%
100 IFP ADVISORS, INC 3,112 51,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.