| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Cambridge Investment Research Advisors, Inc. | 1,074,882 | 7,890,000 | 77.93% | ||
| 2 | NF TRINITY CAPITAL (HONG KONG) LTD | 194,799 | 1,430,000 | 14.12% | ||
| 3 | Virtu KCG Holdings LLC | 35,879 | 263,000 | 2.60% | ||
| 4 | MORGAN STANLEY | 23,652 | 174,000 | 1.72% | ||
| 5 | BlackRock Fund Advisors | 23,272 | 171,000 | 1.69% | ||
| 6 | GOLDMAN SACHS GROUP INC | 21,044 | 154,000 | 1.52% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 2,000 | 15,000 | 0.15% | ||
| 8 | BlackRock Investment Management, LLC | 1,748 | 13,000 | 0.13% | ||
| 9 | DEUTSCHE BANK AG\ | 1,081 | 7,000 | 0.07% | ||
| 10 | ROYAL BANK OF CANADA | 600 | 4,000 | 0.04% | ||
| 11 | Tower Research Capital LLC (TRC) | 459 | 3,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
