Dark
Light
System
Security
VIVUS INC
VIVUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 94 Institutional holders with a total value of $43,982,223.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PNC FINANCIAL SERVICES GROUP, INC. 354 0 0.00%
2 SEI INVESTMENTS CO 150 0 0.00%
3 JACOBI CAPITAL MANAGEMENT LLC 435 0 0.00%
4 D.A. DAVIDSON & CO. 500 0 0.00%
5 ADVISOR GROUP, INC. 758 0 0.00%
6 CITIGROUP INC 375 0 0.00%
7 IFP ADVISORS, INC 444 0 0.00%
8 Allworth Financial LP 250 0 0.00%
9 DekaBank Deutsche Girozentrale 200 0 0.00%
10 Winfield Associates, Inc. 400 0 0.00%
11 Apriem Advisors 100 0 0.00%
12 VALLEY WEALTH MANAGERS, INC. 500 1,000 0.00%
13 NEXT Financial Group, Inc 1,253 1,000 0.00%
14 ACROSPIRE INVESTMENT MANAGEMENT LLC 2,000 2,000 0.00%
15 GLENMEDE TRUST CO NA 2,500 2,000 0.00%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,828 3,000 0.01%
17 US BANCORP \DE\ 2,250 3,000 0.01%
18 WHITTIER TRUST CO 2,500 3,000 0.01%
19 Financial Architects, Inc 4,000 4,000 0.01%
20 Walleye Trading LLC 4,048 5,000 0.01%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,437 5,000 0.01%
22 GOLDMAN SACHS GROUP INC 5,400 6,000 0.01% Put
23 Creative Planning 8,456 9,000 0.02%
24 WELLS FARGO & COMPANY/MN 8,115 9,000 0.02%
25 BLUESTEIN R H & CO LLC 10,000 11,000 0.03%
26 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,000 12,000 0.03%
27 SCHULHOFF & CO INC 11,000 12,000 0.03%
28 BARCLAYS PLC 11,700 13,000 0.03% Put
29 CITIGROUP INC 14,400 16,000 0.04% Call
30 Commonwealth Equity Services, Inc 15,333 17,000 0.04%
31 ELKHORN PARTNERS LIMITED PARTNERSHIP 14,800 17,000 0.04%
32 RAYMOND JAMES & ASSOCIATES 15,315 17,000 0.04%
33 WOLVERINE TRADING LP /BD 15,722 17,923 0.04%
34 PANAGORA ASSET MANAGEMENT INC 16,252 18,000 0.04%
35 Tower Research Capital LLC (TRC) 17,157 20,000 0.05%
36 BLACKROCK ADVISORS LLC 17,507 20,000 0.05%
37 BlackRock Investment Management, LLC 18,276 20,000 0.05%
38 WOLVERINE TRADING LP /BD 183 20,862 0.05% Call
39 UBS Group AG 18,625 21,000 0.05%
40 GOLDMAN SACHS GROUP INC 19,100 21,000 0.05% Call
41 GUGGENHEIM CAPITAL LLC 20,810 23,000 0.05%
42 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 23,400 27,000 0.06%
43 Maple Capital Management, Inc. 24,500 27,000 0.06%
44 WOLVERINE TRADING LP /BD 267 30,438 0.07% Put
45 COMMERZBANK AKTIENGESELLSCHAFT /FI 27,490 31,000 0.07%
46 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 30,400 34,000 0.08%
47 OXFORD ASSET MANAGEMENT LLP 30,318 34,000 0.08%
48 GROUP ONE TRADING LLC 34,743 39,000 0.09%
49 CITADEL ADVISORS LLC 38,298 43,000 0.10%
50 BOOTHBAY FUND MANAGEMENT, LLC 39,280 44,000 0.10%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.