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VIVUS INC
VIVUS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 96 Institutional holders with a total value of $45,341,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 IFP ADVISORS, INC 100 0 0.00%
2 D.A. DAVIDSON & CO. 500 0 0.00%
3 CITIGROUP INC 375 0 0.00%
4 CENTRAL TRUST Co 800 0 0.00%
5 WOLVERINE ASSET MANAGEMENT LLC 478 0 0.00%
6 Winfield Associates, Inc. 400 0 0.00%
7 IHT WEALTH MANAGEMENT, LLC 150 0 0.00%
8 Apriem Advisors 100 0 0.00%
9 JACOBI CAPITAL MANAGEMENT LLC 235 0 0.00%
10 SEI INVESTMENTS CO 150 0 0.00%
11 Allworth Financial LP 250 0 0.00%
12 DekaBank Deutsche Girozentrale 200 0 0.00%
13 ADVISOR GROUP, INC. 758 1,000 0.00%
14 VALLEY WEALTH MANAGERS, INC. 500 1,000 0.00%
15 GOLDMAN SACHS GROUP INC 2,000 2,000 0.00% Put
16 GLENMEDE TRUST CO NA 2,500 2,000 0.00%
17 US BANCORP \DE\ 2,250 3,000 0.01%
18 WHITTIER TRUST CO 2,500 3,000 0.01%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,828 3,000 0.01%
20 NEXT Financial Group, Inc 4,257 5,000 0.01%
21 Financial Architects, Inc 4,000 5,000 0.01%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,437 5,000 0.01%
23 WELLS FARGO & COMPANY/MN 9,476 11,000 0.02%
24 Creative Planning 9,656 11,000 0.02%
25 BLUESTEIN R H & CO LLC 10,000 12,000 0.03%
26 SIMPLEX TRADING, LLC 10,857 12,000 0.03%
27 SCHULHOFF & CO INC 11,000 12,000 0.03%
28 BARCLAYS PLC 10,700 12,000 0.03% Put
29 ELKHORN PARTNERS LIMITED PARTNERSHIP 11,300 13,000 0.03%
30 BANK OF AMERICA CORP /DE/ 11,410 13,000 0.03%
31 PNC FINANCIAL SERVICES GROUP, INC. 12,650 14,000 0.03%
32 Tower Research Capital LLC (TRC) 12,149 14,000 0.03%
33 WOLVERINE TRADING LP /BD 12,000 14,000 0.03% Put
34 RAYMOND JAMES & ASSOCIATES 13,265 15,000 0.03%
35 TWO SIGMA ADVISERS, LP 15,100 17,000 0.04%
36 Commonwealth Equity Services, Inc 15,233 18,000 0.04%
37 TWO SIGMA SECURITIES, LLC 16,692 19,000 0.04%
38 BLACKROCK ADVISORS LLC 17,507 20,000 0.04%
39 BlackRock Investment Management, LLC 18,276 21,000 0.05%
40 GOLDMAN SACHS GROUP INC 18,900 22,000 0.05% Call
41 Polaris Wealth Advisory Group, LLC 20,500 24,000 0.05%
42 A.R.T. Advisors, LLC 21,300 24,000 0.05%
43 GUGGENHEIM CAPITAL LLC 20,556 24,000 0.05%
44 UBS Group AG 21,438 25,000 0.06%
45 Maple Capital Management, Inc. 24,500 28,000 0.06%
46 COMMERZBANK AKTIENGESELLSCHAFT /FI 24,000 28,000 0.06%
47 CITIGROUP INC 27,200 31,000 0.07% Call
48 JPMORGAN CHASE & CO 27,913 32,000 0.07%
49 WOLVERINE TRADING LP /BD 28,520 33,000 0.07%
50 WOLVERINE TRADING LP /BD 30,700 35,000 0.08% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.