| # | % | |||||
|---|---|---|---|---|---|---|
| 301 | Gradient Investments LLC | 190 | 12,000 | 0.00% | ||
| 302 | JNBA Financial Advisors | 181 | 12,000 | 0.00% | ||
| 303 | NEW ENGLAND SECURITIES CORP /MA/ | 189 | 12,000 | 0.00% | ||
| 304 | Catalyst Capital Advisors LLC | 16 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.