| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 2,000 | 2,000 | 0.00% | PRN | |
| 2 | D.A. DAVIDSON & CO. | 4,000 | 5,000 | 0.00% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 10,000 | 12,000 | 0.01% | PRN | |
| 4 | Brown Advisory Securities, LLC | 12,000 | 14,000 | 0.01% | PRN | |
| 5 | ADVISOR GROUP, INC. | 12 | 14,000 | 0.01% | PRN | |
| 6 | AMERIPRISE FINANCIAL INC | 13,000 | 16,000 | 0.01% | PRN | |
| 7 | LPL Financial LLC | 22,000 | 27,000 | 0.02% | ||
| 8 | Creative Planning | 36,000 | 45,000 | 0.04% | PRN | |
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 190,000 | 237,000 | 0.20% | PRN | |
| 10 | JPMORGAN CHASE & CO | 334,000 | 413,000 | 0.34% | PRN | |
| 11 | MORGAN STANLEY | 797,000 | 992,000 | 0.82% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 996,000 | 1,241,000 | 1.03% | PRN | |
| 13 | GEODE CAPITAL MANAGEMENT, LLC | 1,000,000 | 1,246,000 | 1.03% | PRN | |
| 14 | CITIGROUP INC | 1,292,000 | 1,611,000 | 1.34% | PRN | |
| 15 | WELLS FARGO & COMPANY/MN | 2,457,000 | 3,063,000 | 2.54% | PRN | |
| 16 | SSI INVESTMENT MANAGEMENT LLC | 4,824,000 | 6,013,000 | 4.99% | PRN | |
| 17 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 7,700,000 | 9,601,000 | 7.97% | PRN | |
| 18 | LAZARD ASSET MANAGEMENT LLC | 9,529,000 | 11,929,000 | 9.91% | PRN | |
| 19 | WOLVERINE ASSET MANAGEMENT LLC | 9,806,000 | 12,279,000 | 10.20% | PRN | |
| 20 | MACKAY SHIELDS LLC | 23,013,000 | 28,793,000 | 23.91% | PRN | |
| 21 | CITADEL ADVISORS LLC | 34,184,000 | 42,848,000 | 35.59% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
