| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 15,271,000 | 21,450,000 | 30.89% | PRN | |
| 2 | JPMORGAN CHASE & CO | 7,422,000 | 10,242,000 | 14.75% | PRN | |
| 3 | WOLVERINE ASSET MANAGEMENT LLC | 6,986,000 | 10,030,000 | 14.45% | PRN | |
| 4 | LAZARD ASSET MANAGEMENT LLC | 5,508,000 | 7,742,000 | 11.15% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 4,000,000 | 5,799,000 | 8.35% | PRN | |
| 6 | DLD ASSET MANAGEMENT, LP | 4,000,000 | 5,774,000 | 8.32% | PRN | |
| 7 | SSI INVESTMENT MANAGEMENT LLC | 2,900,000 | 4,170,000 | 6.01% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 1,742,000 | 2,439,000 | 3.51% | PRN | |
| 9 | WORTH VENTURE PARTNERS, LLC | 841,000 | 1,218,000 | 1.75% | PRN | |
| 10 | WELLINGTON MANAGEMENT GROUP LLP | 190,000 | 266,000 | 0.38% | PRN | |
| 11 | CITIGROUP INC | 96,000 | 134,000 | 0.19% | PRN | |
| 12 | Creative Planning | 36,000 | 50,000 | 0.07% | PRN | |
| 13 | LPL Financial LLC | 22,000 | 33,000 | 0.05% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 21,000 | 29,000 | 0.04% | PRN | |
| 15 | Brown Advisory Securities, LLC | 12,000 | 15,000 | 0.02% | PRN | |
| 16 | ADVISOR GROUP, INC. | 10 | 14,000 | 0.02% | PRN | |
| 17 | MORGAN STANLEY | 6,000 | 9,000 | 0.01% | PRN | |
| 18 | D.A. DAVIDSON & CO. | 4,000 | 5,000 | 0.01% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 3,000 | 4,000 | 0.01% | PRN | |
| 20 | MASCOMA WEALTH MANAGEMENT LLC | 2,000 | 3,000 | 0.00% | ||
| 21 | ROYAL BANK OF CANADA | 2,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
