Dark
Light
System
Security
WATERSTONE FINL INC MD
WATERSTONE FINL INC MD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 114 Institutional holders with a total value of $302,972,636.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 24 1,000 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 63 1,000 0.00%
3 SIMPLEX TRADING, LLC 195 3,000 0.00%
4 Hillsdale Investment Management Inc. 280 5,000 0.00%
5 ACROSPIRE INVESTMENT MANAGEMENT LLC 548 10,000 0.00%
6 MUFG Americas Holdings Corp 548 10,000 0.00%
7 QUADRANT CAPITAL GROUP LLC 808 14,000 0.00%
8 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 875 16,000 0.01%
9 CUTLER GROUP LLC / CA 1,146 21,000 0.01%
10 ROYAL BANK OF CANADA 1,207 22,000 0.01%
11 FEDERATED HERMES, INC. 1,345 25,000 0.01%
12 BNP PARIBAS FINANCIAL MARKETS 1,665 30,636 0.01%
13 Tower Research Capital LLC (TRC) 1,676 31,000 0.01%
14 Zurcher Kantonalbank (Zurich Cantonalbank) 1,745 32,000 0.01%
15 SEI INVESTMENTS CO 1,768 32,000 0.01%
16 Vantage Investment Advisors, LLC 2,000 37,000 0.01%
17 PRELUDE CAPITAL MANAGEMENT, LLC 2,200 40,000 0.01%
18 BARCLAYS PLC 4,527 83,000 0.03%
19 Creative Planning 4,585 84,000 0.03%
20 BANK OF AMERICA CORP /DE/ 4,919 90,000 0.03%
21 ASSET PLANNING SERVICES, LTD. 6,029 111,000 0.04%
22 BlackRock Finance, Inc. 6,738 124,000 0.04%
23 Legal & General Group Plc 6,832 126,000 0.04%
24 BANK OF MONTREAL /CAN/ 10,013 179,000 0.06%
25 UBS Group AG 9,853 181,000 0.06%
26 Geduld E E 10,000 184,000 0.06%
27 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 10,000 184,000 0.06%
28 ADVISOR GROUP, INC. 10,415 192,000 0.06%
29 NORTH STAR ASSET MANAGEMENT INC 11,000 202,000 0.07%
30 Connor, Clark & Lunn Investment Management Ltd. 11,200 206,000 0.07%
31 FIRST QUADRANT LLC/CA 11,712 216,000 0.07%
32 Jefferies Group LLC 12,720 234,000 0.08%
33 ALLIANCEBERNSTEIN L.P. 13,200 243,000 0.08%
34 Magnetar Financial LLC 13,950 257,000 0.08%
35 BLACKROCK ADVISORS LLC 14,440 266,000 0.09%
36 AMERICAN INTERNATIONAL GROUP, INC. 14,632 269,000 0.09%
37 CITADEL ADVISORS LLC 14,831 273,000 0.09%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 15,474 285,000 0.09%
39 Brandywine Global Investment Management, LLC 15,490 286,000 0.09%
40 METROPOLITAN LIFE INSURANCE CO/NY 17,280 318,000 0.10%
41 GROUP ONE TRADING LLC 17,773 327,000 0.11%
42 SALZHAUER MICHAEL 18,556 341,000 0.11%
43 BlackRock Group LTD 19,825 365,000 0.12%
44 CREDIT SUISSE AG/ 19,979 367,000 0.12%
45 VOYA INVESTMENT MANAGEMENT LLC 19,990 368,000 0.12%
46 ASSOCIATED BANC-CORP 20,945 385,000 0.13%
47 Nationwide Fund Advisors 21,341 393,000 0.13%
48 BRIDGEWAY CAPITAL MANAGEMENT, LLC 23,300 429,000 0.14%
49 Aperio Group, LLC 23,566 434,000 0.14%
50 HAP Trading, LLC 390,000 439,000 0.14% Call
Page 1 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.