| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 281,788 | 3,776,000 | 44.03% | ||
| 2 | MORGAN STANLEY | 179,205 | 2,397,000 | 27.95% | ||
| 3 | UBS Group AG | 65,792 | 880,000 | 10.26% | ||
| 4 | Invesco Ltd. | 26,586 | 356,000 | 4.15% | ||
| 5 | CITIGROUP INC | 25,133 | 337,000 | 3.93% | ||
| 6 | ARBOR WEALTH MANAGEMENT, LLC | 18,259 | 245,000 | 2.86% | ||
| 7 | LPL Financial LLC | 17,821 | 241,000 | 2.81% | ||
| 8 | WELLS FARGO & COMPANY/MN | 8,001 | 107,000 | 1.25% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 5,814 | 78,000 | 0.91% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,692 | 63,000 | 0.73% | ||
| 11 | CITY HOLDING CO | 4,117 | 55,000 | 0.64% | ||
| 12 | Winslow, Evans & Crocker, Inc. | 1,860 | 24,888 | 0.29% | ||
| 13 | ADVISOR GROUP, INC. | 700 | 9,000 | 0.10% | ||
| 14 | Carroll Financial Associates, Inc. | 300 | 4,000 | 0.05% | ||
| 15 | NEXT Financial Group, Inc | 305 | 4,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
