| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 273,572 | 3,392,000 | 40.59% | ||
| 2 | MORGAN STANLEY | 189,265 | 2,354,000 | 28.17% | ||
| 3 | UBS Group AG | 74,429 | 926,000 | 11.08% | ||
| 4 | CITIGROUP INC | 33,449 | 415,000 | 4.97% | ||
| 5 | Invesco Ltd. | 25,780 | 321,000 | 3.84% | ||
| 6 | ARBOR WEALTH MANAGEMENT, LLC | 18,952 | 224,000 | 2.68% | ||
| 7 | LPL Financial LLC | 16,196 | 196,000 | 2.35% | ||
| 8 | Cetera Advisors LLC | 15,000 | 182,000 | 2.18% | ||
| 9 | DOLIVER ADVISORS, LP | 11,821 | 147,000 | 1.76% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,566 | 82,000 | 0.98% | ||
| 11 | CITY HOLDING CO | 4,117 | 51,000 | 0.61% | ||
| 12 | Winslow, Evans & Crocker, Inc. | 2,636 | 32,780 | 0.39% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,155 | 14,000 | 0.17% | ||
| 14 | ADVISOR GROUP, INC. | 700 | 9,000 | 0.11% | ||
| 15 | NEXT Financial Group, Inc | 305 | 4,000 | 0.05% | ||
| 16 | Carroll Financial Associates, Inc. | 300 | 3,000 | 0.04% | ||
| 17 | Tower Research Capital LLC (TRC) | 270 | 3,000 | 0.04% | ||
| 18 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
