| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% | ||
| 2 | Carroll Financial Associates, Inc. | 300 | 3,000 | 0.05% | ||
| 3 | NEXT Financial Group, Inc | 305 | 4,000 | 0.07% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,855 | 24,000 | 0.41% | ||
| 5 | Winslow, Evans & Crocker, Inc. | 2,676 | 34,108 | 0.58% | ||
| 6 | ADVISOR GROUP, INC. | 3,200 | 41,000 | 0.70% | ||
| 7 | CITY HOLDING CO | 4,117 | 52,000 | 0.88% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,952 | 76,000 | 1.29% | ||
| 9 | MONROE BANK & TRUST/MI | 9,555 | 121,000 | 2.06% | ||
| 10 | Cetera Advisors LLC | 17,900 | 230,000 | 3.91% | ||
| 11 | LPL Financial LLC | 22,146 | 286,000 | 4.87% | ||
| 12 | CITIGROUP INC | 22,933 | 292,000 | 4.97% | ||
| 13 | Invesco Ltd. | 39,385 | 502,000 | 8.54% | ||
| 14 | UBS Group AG | 71,413 | 911,000 | 15.50% | ||
| 15 | Advisors Asset Management, Inc. | 75,453 | 962,000 | 16.37% | ||
| 16 | MORGAN STANLEY | 183,328 | 2,338,000 | 39.79% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
