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WESTMORELAND COAL CO COM
WESTMORELAND COAL CO COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 91 Institutional holders with a total value of $223,897,270.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 992,395 29,554,000 13.20%
2 BlackRock Institutional Trust Company, N.A. 551,046 16,410,000 7.33%
3 LONESTAR CAPITAL MANAGEMENT LLC 500,000 14,890,000 6.65%
4 WYNNEFIELD CAPITAL INC 460,445 13,712,000 6.12%
5 VANGUARD GROUP INC 370,898 11,045,000 4.93%
6 Allianz Asset Management GmbH 364,239 10,847,000 4.84%
7 RENAISSANCE TECHNOLOGIES LLC 333,299 9,926,000 4.43%
8 BlackRock Fund Advisors 329,880 9,824,000 4.39%
9 GOLDMAN CAPITAL MANAGEMENT INC 209,300 6,197,000 2.77%
10 STATE STREET CORP 195,528 5,824,000 2.60%
11 CORSAIR CAPITAL MANAGEMENT, L.P. 192,545 5,734,000 2.56%
12 DIMENSIONAL FUND ADVISORS LP 188,297 5,607,000 2.50%
13 NORTHERN TRUST CORP 164,386 4,895,000 2.19%
14 Numeric Investors LLC 130,047 3,873,000 1.73%
15 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 129,161 3,837,000 1.71%
16 TIG Advisors, LLC 110,000 3,276,000 1.46% Call
17 Invesco Ltd. 102,020 3,038,000 1.36%
18 BRIDGEWAY CAPITAL MANAGEMENT, LLC 97,725 2,910,000 1.30%
19 Bank of New York Mellon Corp 93,659 2,789,000 1.25%
20 QS Investors, LLC 88,800 2,645,000 1.18%
21 CREDIT SUISSE AG/ 82,294 2,451,000 1.09%
22 MILLENNIUM MANAGEMENT LLC 81,460 2,426,000 1.08%
23 ACADIAN ASSET MANAGEMENT LLC 80,263 2,388,000 1.07%
24 TFS CAPITAL LLC 78,509 2,338,000 1.04%
25 OXFORD ASSET MANAGEMENT LLP 73,940 2,202,000 0.98%
26 GEODE CAPITAL MANAGEMENT, LLC 73,493 2,188,000 0.98%
27 D. E. Shaw & Co., Inc. 66,000 1,965,000 0.88% Call
28 MORGAN STANLEY 64,099 1,909,000 0.85%
29 PEAK6 Group LLC 61,100 1,820,000 0.81% Call
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,100 1,700,000 0.76% Call
31 Andalusian Capital Partners, LP 53,438 1,591,000 0.71%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 52,252 1,556,000 0.69%
33 RUSSELL FRANK CO/ 50,926 1,516,000 0.68%
34 BOGLE INVESTMENT MANAGEMENT L P /DE/ 47,048 1,401,000 0.63%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,683 1,331,000 0.59%
36 Informed Momentum Co LLC 43,154 1,285,000 0.57%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 42,657 1,270,000 0.57%
38 BlackRock Investment Management, LLC 39,936 1,189,000 0.53%
39 Boston Partners 37,400 1,114,000 0.50%
40 Spark Investment Management LLC 35,300 1,049,000 0.47%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 33,600 1,045,000 0.47%
42 GOLDMAN SACHS GROUP INC 33,835 1,008,000 0.45%
43 GSA CAPITAL PARTNERS LLP 33,567 1,000,000 0.45%
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 31,100 927,000 0.41%
45 D. E. Shaw & Co., Inc. 30,000 893,000 0.40% Put
46 TIG Advisors, LLC 30,000 893,000 0.40% Put
47 KILLEN GROUP INC 27,693 825,000 0.37%
48 Gotham Asset Management, LLC 27,681 824,000 0.37%
49 DUPONT CAPITAL MANAGEMENT CORP 26,187 780,000 0.35%
50 CITADEL ADVISORS LLC 25,242 751,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.