| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | UBS AG | 5,300 | 27,000 | 0.05% | Call | |
| 52 | Cowen Prime Services LLC | 5,000 | 25,000 | 0.05% | ||
| 53 | Winslow, Evans & Crocker, Inc. | 3,099 | 15,650 | 0.03% | ||
| 54 | Spot Trading L.L.C | 2,000 | 10,000 | 0.02% | Put | |
| 55 | BANK OF AMERICA CORP /DE/ | 1,317 | 7,000 | 0.01% | ||
| 56 | CENTRAL TRUST Co | 1,375 | 7,000 | 0.01% | ||
| 57 | FIRST NEW YORK SECURITIES LLC /NY | 1,000 | 5,000 | 0.01% | ||
| 58 | AMERICAN INTERNATIONAL GROUP, INC. | 850 | 4,293 | 0.01% | ||
| 59 | AMERIPRISE FINANCIAL INC | 510 | 3,000 | 0.01% | ||
| 60 | ENTERPRISE FINANCIAL SERVICES CORP | 302 | 2,000 | 0.00% | ||
| 61 | B. Riley Wealth Management, Inc. | 303 | 2,000 | 0.00% | ||
| 62 | WELLS FARGO & COMPANY/MN | 250 | 1,000 | 0.00% | ||
| 63 | Apriem Advisors | 100 | 1,000 | 0.00% | ||
| 64 | DEUTSCHE BANK AG\ | 282 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
