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OPEXA THERAPEUTICS
OPEXA THERAPEUTICS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 18 Institutional holders with a total value of $381,453.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 78,553 73,000 19.14%
2 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 66,512 61,000 15.99%
3 DEUTSCHE BANK AG\ 63,750 58,000 15.21%
4 GOLDMAN SACHS GROUP INC 56,026 52,000 13.63%
5 MORGAN STANLEY 38,043 35,000 9.18%
6 GEODE CAPITAL MANAGEMENT, LLC 35,913 33,000 8.65%
7 MILLENNIUM MANAGEMENT LLC 15,830 15,000 3.93%
8 Virtu KCG Holdings LLC 15,741 14,000 3.67%
9 UBS Group AG 14,525 13,000 3.41%
10 TWO SIGMA SECURITIES, LLC 11,494 11,000 2.88%
11 RENAISSANCE TECHNOLOGIES LLC 11,305 10,000 2.62%
12 BlackRock Fund Advisors 2,486 2,000 0.52%
13 Creative Planning 2,187 2,000 0.52%
14 WELLS FARGO & COMPANY/MN 1,875 2,000 0.52%
15 INDEPENDENT ADVISOR ALLIANCE 500 453 0.12%
16 JFS WEALTH ADVISORS, LLC 252 0 0.00%
17 IFP ADVISORS, INC 6 0 0.00%
18 BANK OF AMERICA CORP /DE/ 300 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.