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ZHONE TECHNOLOGIES INC NEW
ZHONE TECHNOLOGIES INC NEW . Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $11,985,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEA Management Company, LLC 4,781,290 7,650,000 63.83%
2 BlackRock Institutional Trust Company, N.A. 835,713 1,337,000 11.16%
3 VANGUARD GROUP INC 731,200 1,170,000 9.76%
4 ALGERT GLOBAL LLC 316,544 506,000 4.22%
5 DIMENSIONAL FUND ADVISORS LP 191,386 306,000 2.55%
6 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 119,522 191,000 1.59%
7 GEODE CAPITAL MANAGEMENT, LLC 95,488 152,000 1.27%
8 RAYMOND JAMES TRUST N.A. 72,900 117,000 0.98%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 72,100 115,000 0.96%
10 BlackRock Fund Advisors 67,808 108,000 0.90%
11 RENAISSANCE TECHNOLOGIES LLC 49,185 79,000 0.66%
12 NORTHERN TRUST CORP 48,936 78,000 0.65%
13 Bank of New York Mellon Corp 43,156 69,000 0.58%
14 JACOBS LEVY EQUITY MANAGEMENT, INC 30,816 49,000 0.41%
15 STATE STREET CORP 14,255 22,000 0.18%
16 UBS Group AG 10,001 16,000 0.13%
17 BlackRock Investment Management, LLC 4,377 7,000 0.06%
18 CUTLER GROUP LLC / CA 2,897 4,000 0.03%
19 US BANCORP \DE\ 1,000 2,000 0.02%
20 AMERICAN INTERNATIONAL GROUP, INC. 425 1,000 0.01%
21 PNC FINANCIAL SERVICES GROUP, INC. 500 1,000 0.01%
22 MORGAN STANLEY 717 1,000 0.01%
23 GLOBEFLEX CAPITAL L P 501 1,000 0.01%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 499 1,000 0.01%
25 Tower Research Capital LLC (TRC) 413 1,000 0.01%
26 WFG Advisors, LP 500 1,000 0.01%
27 BANK OF AMERICA CORP /DE/ 65 0 0.00%
28 GUPTA WEALTH MANAGEMENT LLC 50 0 0.00%
29 WELLS FARGO & COMPANY/MN 61 0 0.00%
30 CUTLER GROUP LLC / CA 600 0 0.00% Call
31 THOMPSON DAVIS & CO., INC. 7 0 0.00%
32 CITIGROUP INC 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.