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B RILEY FINL INC COM
B RILEY FINL INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 42 Institutional holders with a total value of $122,995,342.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ELLIOTT MANAGEMENT CORP 2,306,450 30,814,000 25.05%
2 EQUITEC SPECIALISTS, LLC 2,000,000 26,720,000 21.72%
3 Nokomis Capital, L.L.C. 1,340,000 17,902,000 14.56%
4 DIALECTIC CAPITAL MANAGEMENT, LP 934,621 12,487,000 10.15%
5 Standard General L.P. 500,000 6,680,000 5.43%
6 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 470,250 6,283,000 5.11%
7 EQUITEC PROPRIETARY MARKETS, LLC 356,901 4,768,000 3.88%
8 VANGUARD GROUP INC 269,002 3,594,000 2.92%
9 BlackRock Fund Advisors 256,348 3,425,000 2.78%
10 Manatuck Hill Partners, LLC 120,000 1,603,000 1.30%
11 STATE STREET CORP 82,859 1,108,000 0.90%
12 NORTHERN TRUST CORP 77,302 1,033,000 0.84%
13 CANNELL CAPITAL LLC 65,100 870,000 0.71%
14 Walleye Trading LLC 62,000 828,000 0.67%
15 BlackRock Institutional Trust Company, N.A. 61,504 822,000 0.67%
16 Coe Capital Management, LLC 54,066 689,342 0.56%
17 BlackRock Investment Management, LLC 36,165 483,000 0.39%
18 GEODE CAPITAL MANAGEMENT, LLC 33,200 443,000 0.36%
19 Bank of New York Mellon Corp 30,135 402,000 0.33%
20 TIAA CREF INVESTMENT MANAGEMENT LLC 29,032 388,000 0.32%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 19,686 263,000 0.21%
22 BLAIR WILLIAM & CO/IL 18,274 244,000 0.20%
23 TEACHERS ADVISORS, LLC 14,846 198,000 0.16%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 13,500 181,000 0.15%
25 Caprock Group, LLC 12,000 160,000 0.13%
26 LPL Financial LLC 10,688 142,000 0.12%
27 NEW YORK STATE COMMON RETIREMENT FUND 10,400 139,000 0.11%
28 Nationwide Fund Advisors 5,528 74,000 0.06%
29 AMERICAN INTERNATIONAL GROUP, INC. 5,357 71,570 0.06%
30 BLACKROCK ADVISORS LLC 3,499 47,000 0.04%
31 WELLS FARGO & COMPANY/MN 1,968 26,000 0.02%
32 MORGAN STANLEY 1,700 23,000 0.02%
33 DEUTSCHE BANK AG\ 1,528 20,000 0.02%
34 STRS OHIO 1,200 16,000 0.01%
35 UBS Group AG 989 13,000 0.01%
36 CITIGROUP INC 752 10,000 0.01%
37 BNP PARIBAS FINANCIAL MARKETS 631 8,430 0.01%
38 Lenox Wealth Management, Inc. 400 5,000 0.00%
39 BANK OF AMERICA CORP /DE/ 385 5,000 0.00%
40 BlackRock Finance, Inc. 304 4,000 0.00%
41 ROYAL BANK OF CANADA 175 2,000 0.00%
42 BARCLAYS PLC 59 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.