| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ORBIMED ADVISORS LLC | 475,439 | 908,000 | 38.33% | ||
| 2 | PERKINS CAPITAL MANAGEMENT INC | 413,788 | 790,000 | 33.35% | ||
| 3 | BARD ASSOCIATES INC | 127,576 | 244,000 | 10.30% | ||
| 4 | OUTFITTER ADVISORS, LTD. | 126,468 | 242,000 | 10.22% | ||
| 5 | UBS Group AG | 42,482 | 81,000 | 3.42% | ||
| 6 | Cambridge Investment Research Advisors, Inc. | 16,200 | 31,000 | 1.31% | ||
| 7 | Winslow, Evans & Crocker, Inc. | 15,112 | 28,864 | 1.22% | ||
| 8 | Texas Yale Capital Corp. | 10,000 | 19,000 | 0.80% | ||
| 9 | MORGAN STANLEY | 8,750 | 16,000 | 0.68% | ||
| 10 | ROYAL BANK OF CANADA | 1,692 | 3,000 | 0.13% | ||
| 11 | ADVISOR GROUP, INC. | 1,460 | 2,000 | 0.08% | ||
| 12 | BlackRock Fund Advisors | 1,080 | 2,000 | 0.08% | ||
| 13 | Tower Research Capital LLC (TRC) | 472 | 1,000 | 0.04% | ||
| 14 | CITIGROUP INC | 506 | 1,000 | 0.04% | ||
| 15 | D.A. DAVIDSON & CO. | 50 | 0 | 0.00% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 39 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
