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AUGUSTA RESOURCE CORP
AUGUSTA RESOURCE CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 43 Institutional holders with a total value of $158,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 1832 Asset Management L.P. 16,075,700 49,688,000 31.38%
2 JPMORGAN CHASE & CO 10,309,011 31,855,000 20.12%
3 Pine River Capital Management L.P. 5,680,100 19,370,000 12.23%
4 GILDER GAGNON HOWE & CO LLC 4,092,423 12,706,000 8.03%
5 Amber Capital Management LP 2,340,100 7,893,000 4.99%
6 MACKENZIE FINANCIAL CORP 1,687,000 5,206,000 3.29%
7 UBS AG 1,318,975 4,076,000 2.57%
8 INTACT INVESTMENT MANAGEMENT INC. 1,053,300 3,592,000 2.27%
9 AGF INVESTMENTS INC. 947,635 2,942,000 1.86%
10 RUSSELL FRANK CO/ 917,700 2,847,000 1.80%
11 BTG Pactual Global Asset Management Ltd 921,017 2,846,000 1.80%
12 CANADA PENSION PLAN INVESTMENT BOARD 899,250 2,778,000 1.75%
13 I.G. INVESTMENT MANAGEMENT, LTD. 541,982 1,682,000 1.06%
14 Loeb Offshore Management LP 386,610 1,193,000 0.75%
15 TCW GROUP INC 350,000 1,082,000 0.68%
16 GLG Partners LP 346,300 1,070,000 0.68%
17 CREDIT AGRICOLE S A 310,939 961,000 0.61%
18 TORONTO DOMINION BANK 308,000 950,000 0.60%
19 WATER ISLAND CAPITAL LLC 288,900 896,000 0.57%
20 Fiera Capital Corp 275,400 851,000 0.54%
21 CANADA LIFE ASSURANCE Co 241,404 742,000 0.47%
22 SCOTIA CAPITAL INC. 240,000 740,000 0.47%
23 Lombard Odier Asset Management (USA) Corp 179,900 556,000 0.35%
24 WELLS FARGO & COMPANY/MN 114,914 355,000 0.22%
25 ZACKS INVESTMENT MANAGEMENT 71,248 220,000 0.14%
26 TFS CAPITAL LLC 64,270 199,000 0.13%
27 DEUTSCHE BANK AG\ 54,456 167,000 0.11%
28 A.R.T. Advisors, LLC 51,493 159,000 0.10%
29 JANE STREET GROUP, LLC 34,800 108,000 0.07%
30 MORGAN STANLEY 28,692 88,000 0.06%
31 COMMONWEALTH BANK OF AUSTRALIA 27,311 84,000 0.05%
32 CREDIT SUISSE AG/ 27,251 84,000 0.05%
33 FMR LLC 20,300 70,000 0.04%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,497 66,000 0.04%
35 PRELUDE CAPITAL MANAGEMENT, LLC 19,000 59,000 0.04%
36 Commonwealth Equity Services, Inc 11,580 36,000 0.02%
37 Freestone Capital Holdings, LLC 11,244 35,000 0.02%
38 BANK OF MONTREAL /CAN/ 10,920 34,000 0.02%
39 Compagnie Lombard Odier SCmA 10,000 31,000 0.02%
40 Tower Research Capital LLC (TRC) 2,712 8,000 0.01%
41 BANK OF AMERICA CORP /DE/ 500 2,000 0.00%
42 CITIGROUP INC 325 1,000 0.00%
43 Carroll Financial Associates, Inc. 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.