| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carroll Financial Associates, Inc. | 236,241 | 5,797,000 | 49.35% | ||
| 2 | Cetera Advisor Networks LLC | 128,275 | 3,148,000 | 26.80% | ||
| 3 | CITIGROUP INC | 76,000 | 1,865,000 | 15.88% | ||
| 4 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 35,416 | 869,000 | 7.40% | ||
| 5 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,370 | 34,000 | 0.29% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 1,335 | 33,000 | 0.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
