Dark
Light
System
Security
Turquoise Hill Resources Ltd
Turquoise Hill Resources Ltd. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 177 Institutional holders with a total value of $1,604,604,950.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SailingStone Capital Partners LLC 202,551,173 516,505,000 32.19%
2 Pentwater Capital Management LP 116,707,200 297,603,000 18.55%
3 Temasek Holdings (Private) Ltd 73,213,884 186,695,000 11.63%
4 Anchor Bolt Capital, LP 15,272,795 38,946,000 2.43%
5 VANGUARD GROUP INC 12,173,741 31,044,000 1.93%
6 Dalton Investments, Inc. 11,624,906 29,644,000 1.85%
7 CITIGROUP INC 10,531,187 26,784,000 1.67%
8 Kopernik Global Investors, LLC 9,332,678 23,799,000 1.48%
9 ROYAL BANK OF CANADA 9,014,770 22,987,000 1.43%
10 CANADA PENSION PLAN INVESTMENT BOARD 8,977,457 22,834,000 1.42%
11 PUBLIC SECTOR PENSION INVESTMENT BOARD 8,102,782 20,609,000 1.28%
12 Invesco Ltd. 7,877,332 20,087,000 1.25%
13 Connor, Clark & Lunn Investment Management Ltd. 7,022,155 17,860,000 1.11%
14 NORGES BANK 6,991,165 17,782,000 1.11%
15 BANK OF MONTREAL /CAN/ 6,205,631 15,824,000 0.99%
16 GOLDMAN SACHS GROUP INC 5,575,008 14,216,000 0.89%
17 TD ASSET MANAGEMENT INC 4,566,700 11,615,000 0.72%
18 Parallax Volatility Advisers, L.P. 4,525,000 11,540,000 0.72% Call
19 Swiss National Bank 4,450,200 11,338,000 0.71%
20 TOBAM 4,439,613 11,292,000 0.70%
21 Alberta Investment Management Corp 3,265,398 11,135,000 0.69%
22 Parallax Volatility Advisers, L.P. 4,125,000 10,520,000 0.66% Put
23 BANK OF MONTREAL /CAN/ 3,656,000 9,323,000 0.58% Call
24 UBS Group AG 3,600,500 9,181,000 0.57% Call
25 STATE OF WISCONSIN INVESTMENT BOARD 3,328,236 8,465,000 0.53%
26 BANK OF MONTREAL /CAN/ 3,280,900 8,367,000 0.52% Put
27 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 2,535,365 8,013,000 0.50%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 3,103,000 7,913,000 0.49% Put
29 Laurion Capital Management LP 3,100,000 7,905,000 0.49% Call
30 D. E. Shaw & Co., Inc. 3,049,504 7,776,000 0.48%
31 PM CAPITAL Ltd 3,006,000 7,666,000 0.48%
32 Legal & General Group Plc 2,952,988 7,511,000 0.47%
33 RUSSELL FRANK CO/ 2,920,947 7,448,000 0.46%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 2,734,800 6,974,000 0.43% Call
35 Parallax Volatility Advisers, L.P. 2,379,520 6,068,000 0.38%
36 Laurion Capital Management LP 2,335,600 5,956,000 0.37%
37 MORGAN STANLEY 2,307,349 5,884,000 0.37%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,943,108 4,942,000 0.31%
39 Walleye Trading LLC 1,668,000 4,253,000 0.27% Call
40 Walleye Trading LLC 1,585,200 4,043,000 0.25% Put
41 CREDIT SUISSE AG/ 1,467,271 3,741,000 0.23%
42 Sumitomo Mitsui Trust Group, Inc. 1,432,348 3,646,000 0.23%
43 BlackRock Fund Advisors 1,424,977 3,634,000 0.23%
44 Walleye Trading LLC 1,364,013 3,478,000 0.22%
45 Gruss Capital Management LP 1,250,000 3,188,000 0.20%
46 ACADIAN ASSET MANAGEMENT LLC 1,237,700 3,148,000 0.20%
47 UBS Group AG 1,200,000 3,060,000 0.19% Put
48 Spot Trading L.L.C 1,131,400 2,885,000 0.18% Call
49 Bank of New York Mellon Corp 1,096,123 2,795,000 0.17%
50 BANK OF NOVA SCOTIA 1,082,167 2,766,000 0.17%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.