| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Carroll Financial Associates, Inc. | 40,900 | 928,000 | 49.81% | ||
| 2 | Cetera Advisor Networks LLC | 30,250 | 688,000 | 36.93% | ||
| 3 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,000 | 218,000 | 11.70% | ||
| 4 | UBS Group AG | 610 | 14,000 | 0.75% | ||
| 5 | MSI Financial Services Inc | 477 | 11,000 | 0.59% | ||
| 6 | ROYAL BANK OF CANADA | 170 | 4,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
