| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 13,653,900 | 1,314,188,000 | 49.26% | Call | |
| 2 | BNP PARIBAS FINANCIAL MARKETS | 11,611,000 | 1,119,068,160 | 41.95% | ||
| 3 | LOOMIS SAYLES & CO L P | 1,279,780 | 39,776,000 | 1.49% | ||
| 4 | ADVENT CAPITAL MANAGEMENT /DE/ | 35,248,000 | 34,036,000 | 1.28% | PRN | |
| 5 | BlackRock Institutional Trust Company, N.A. | 39,258,000 | 29,345,000 | 1.10% | PRN | |
| 6 | Horizon Kinetics LLC | 21,161,000 | 20,394,000 | 0.76% | PRN | |
| 7 | AMUNDI ASSET MANAGEMENT US, INC. | 21,099,000 | 20,334,000 | 0.76% | PRN | |
| 8 | Calamos Advisors LLC | 19,500,000 | 18,830,000 | 0.71% | PRN | |
| 9 | OAKTREE CAPITAL MANAGEMENT LP | 15,150,000 | 14,685,000 | 0.55% | PRN | |
| 10 | JPMORGAN CHASE & CO | 19,635,000 | 14,677,000 | 0.55% | PRN | |
| 11 | HARTFORD INVESTMENT MANAGEMENT CO | 10,369,000 | 9,993,000 | 0.37% | PRN | |
| 12 | GOLDMAN SACHS GROUP INC | 5,001,000 | 4,852,000 | 0.18% | PRN | |
| 13 | NOMURA HOLDINGS INC | 45,300 | 4,360,000 | 0.16% | Put | |
| 14 | TD ASSET MANAGEMENT INC | 3,992,000 | 3,867,000 | 0.14% | ||
| 15 | DEUTSCHE BANK AG\ | 4,379,000 | 3,273,000 | 0.12% | PRN | |
| 16 | PUTNAM INVESTMENTS LLC | 2,590,000 | 2,496,000 | 0.09% | ||
| 17 | CREDIT AGRICOLE S A | 2,280,000 | 2,197,000 | 0.08% | PRN | |
| 18 | BARINGS LLC | 2,000,000 | 1,928,000 | 0.07% | PRN | |
| 19 | WELLS FARGO & COMPANY/MN | 1,747,000 | 1,676,000 | 0.06% | PRN | |
| 20 | Schooner Investment Group, LLC. | 1,525,000 | 1,476,000 | 0.06% | PRN | |
| 21 | Sage Capital Management, LLC | 1,500,000 | 1,443,000 | 0.05% | PRN | |
| 22 | MORGAN STANLEY | 1,189,000 | 1,143,000 | 0.04% | PRN | |
| 23 | SUNTRUST BANKS INC | 929,000 | 894,000 | 0.03% | ||
| 24 | AMERIPRISE FINANCIAL INC | 733,000 | 707,000 | 0.03% | PRN | |
| 25 | CREDIT SUISSE AG/ | 783,000 | 585,000 | 0.02% | PRN | |
| 26 | NOMURA HOLDINGS INC | 531,000 | 511,000 | 0.02% | PRN | |
| 27 | MANAGED ACCOUNT ADVISORS LLC | 464,000 | 347,000 | 0.01% | PRN | |
| 28 | Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 320,000 | 309,000 | 0.01% | PRN | |
| 29 | Neuberger Berman Group LLC | 268,000 | 258,000 | 0.01% | PRN | |
| 30 | BARCLAYS PLC | 77,000 | 57,000 | 0.00% | PRN | |
| 31 | SEI TRUST CO | 48,000 | 46,000 | 0.00% | ||
| 32 | LINCOLN NATIONAL CORP | 30,000 | 29,000 | 0.00% | PRN | |
| 33 | CITIGROUP INC | 21,000 | 20,000 | 0.00% | PRN | |
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,000 | 14,000 | 0.00% | ||
| 35 | BANK OF AMERICA CORP /DE/ | 9,000 | 7,000 | 0.00% | PRN | |
| 36 | UBS AG | 4,000 | 3,000 | 0.00% | PRN | |
| 37 | Carroll Financial Associates, Inc. | 3,000 | 3,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
