| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEUTSCHE BANK AG\ | 9,190,000 | 8,799,000 | 48.23% | PRN | |
| 2 | BARINGS LLC | 6,750,000 | 6,463,000 | 35.43% | PRN | |
| 3 | AMUNDI ASSET MANAGEMENT US, INC. | 1,905,000 | 1,824,000 | 10.00% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 654,000 | 639,000 | 3.50% | PRN | |
| 5 | MORGAN STANLEY | 236,000 | 227,000 | 1.24% | PRN | |
| 6 | CITIGROUP INC | 130,000 | 124,000 | 0.68% | PRN | |
| 7 | UBS AG | 79,000 | 76,000 | 0.42% | PRN | |
| 8 | STIFEL FINANCIAL CORP | 30,640 | 31,000 | 0.17% | PRN | |
| 9 | Commonwealth Equity Services, Inc | 25,000 | 24,000 | 0.13% | ||
| 10 | Investors Capital Advisory Services | 25,000 | 23,000 | 0.13% | ||
| 11 | NEXT Financial Group, Inc | 11,000 | 11,000 | 0.06% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 2,000 | 0.01% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,000 | 1,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
