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RITCHIE BROS AUCTIONEERS
RITCHIE BROS AUCTIONEERS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 195 Institutional holders with a total value of $2,510,745,825.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 HUNTINGTON NATIONAL BANK 5,930 143,000 0.01%
152 Zurcher Kantonalbank (Zurich Cantonalbank) 4,922 119,000 0.00%
153 Independent Portfolio Consultants, Inc. 4,775 115,000 0.00%
154 FineMark National Bank & Trust 4,470 108,000 0.00%
155 CACTI ASSET MANAGEMENT LLC 4,000 96,000 0.00%
156 Credential Securities Inc. 3,697 88,838 0.00%
157 Compagnie Lombard Odier SCmA 3,500 84,000 0.00%
158 Parkside Financial Bank & Trust 3,167 76,000 0.00%
159 FIFTH THIRD BANCORP 2,980 72,000 0.00%
160 GOLDMAN SACHS GROUP INC 2,100 51,000 0.00% Put
161 MCKINLEY CAPITAL MANAGEMENT LLC 1,270 42,000 0.00%
162 TOMPKINS FINANCIAL CORP 1,290 31,000 0.00%
163 Teewinot Capital Advisers, L.L.C. 1,200 29,000 0.00%
164 Smithfield Trust Co 1,200 29,000 0.00%
165 IFP ADVISORS, INC 1,060 26,000 0.00%
166 First Horizon Advisors, Inc. 1,025 24,000 0.00%
167 CUTLER GROUP LLC / CA 1,036 24,000 0.00%
168 LADENBURG THALMANN FINANCIAL SERVICES INC. 870 21,000 0.00%
169 WealthTrust-Arizona, LLC 732 18,000 0.00%
170 DEUTSCHE BANK AG\ 668 16,000 0.00% Put
171 BRONFMAN E.L. ROTHSCHILD, L.P. 660 16,000 0.00%
172 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 650 16,000 0.00%
173 GOLDMAN SACHS GROUP INC 600 14,000 0.00% Call
174 MSI Financial Services Inc 501 12,000 0.00%
175 Simplicity Solutions, LLC 351 8,454 0.00%
176 BROWN BROTHERS HARRIMAN & CO 346 8,000 0.00%
177 QUADRANT CAPITAL GROUP LLC 340 8,000 0.00%
178 Carroll Financial Associates, Inc. 365 8,000 0.00%
179 BESSEMER GROUP INC 303 7,000 0.00%
180 DUNCKER STREETT & CO INC 245 6,000 0.00%
181 Joel Isaacson & Co., LLC 240 6,000 0.00%
182 LS Investment Advisors, LLC 244 6,000 0.00%
183 Archford Capital Strategies, LLC 192 6,000 0.00%
184 Plante Moran Financial Advisors, LLC 200 5,000 0.00%
185 REGAL WEALTH GROUP, INC. 112 3,000 0.00%
186 BNP PARIBAS FINANCIAL MARKETS 81 2,782 0.00%
187 Creative Planning 87 2,000 0.00%
188 Highstreet Asset Management Inc. 68 2,000 0.00%
189 DELTA ASSET MANAGEMENT LLC/TN 103 2,000 0.00%
190 AMERICAN INTERNATIONAL GROUP, INC. 44 1,000 0.00%
191 TRUST DEPARTMENT MB FINANCIAL BANK N A 58 1,000 0.00%
192 CUTLER GROUP LLC / CA 300 1,000 0.00% Put
193 CUTLER GROUP LLC / CA 4,500 1,000 0.00% Call
194 PRELUDE CAPITAL MANAGEMENT, LLC 30 1,000 0.00%
195 BENJAMIN F. EDWARDS & COMPANY, INC. 2 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.