| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | GRIMES & Co WEALTH MANAGEMENT, LLC | 10,000 | 13,000 | 0.01% | ||
| 102 | UBS Group AG | 7,485 | 10,000 | 0.01% | ||
| 103 | WOLVERINE ASSET MANAGEMENT LLC | 220 | 8,000 | 0.01% | Put | |
| 104 | FIRST MANHATTAN CO. LLC. | 4,000 | 5,000 | 0.00% | ||
| 105 | CANADA LIFE ASSURANCE Co | 4,133 | 5,000 | 0.00% | ||
| 106 | US BANCORP \DE\ | 3,429 | 5,000 | 0.00% | ||
| 107 | TCI Wealth Advisors, Inc. | 2,980 | 4,000 | 0.00% | ||
| 108 | ALLIANCEBERNSTEIN L.P. | 3,300 | 4,000 | 0.00% | ||
| 109 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 2,000 | 0.00% | ||
| 110 | BARCLAYS PLC | 2,100 | 2,000 | 0.00% | Put | |
| 111 | LUPO SECURITIES, LLC | 400 | 1,000 | 0.00% | ||
| 112 | UBS Group AG | 1,100 | 1,000 | 0.00% | Call | |
| 113 | Ameritas Investment Partners, Inc. | 1,080 | 1,000 | 0.00% | ||
| 114 | MSI Financial Services Inc | 478 | 1,000 | 0.00% | ||
| 115 | RISK PARADIGM GROUP, LLC | 311 | 410 | 0.00% | ||
| 116 | Winch Advisory Services, LLC | 200 | 0 | 0.00% | ||
| 117 | Tower Research Capital LLC (TRC) | 200 | 0 | 0.00% | ||
| 118 | AllSquare Wealth Management LLC | 300 | 0 | 0.00% | ||
| 119 | Creative Planning | 179 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
