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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 12 Institutional holders with a total value of $8,727,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AGF INVESTMENTS INC. 103,100 4,136,000 47.39%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,116 2,287,000 26.21%
3 Cetera Advisors LLC 24,867 992,000 11.37%
4 BOKF, NA 14,470 580,000 6.65%
5 ROYAL BANK OF CANADA 6,586 263,000 3.01%
6 WELLS FARGO & COMPANY/MN 4,704 188,000 2.15%
7 MORGAN STANLEY 3,463 139,000 1.59%
8 BANK OF AMERICA CORP /DE/ 1,521 61,000 0.70%
9 DEUTSCHE BANK AG\ 1,000 40,000 0.46%
10 UBS AG 597 24,000 0.28%
11 Private Advisor Group, LLC 315 13,000 0.15%
12 AMERIPRISE FINANCIAL INC 103 4,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.