| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Concert Wealth Management Inc. | 300 | 0 | 0.00% | ||
| 2 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 3 | ADVISOR GROUP, INC. | 72 | 4,000 | 0.13% | ||
| 4 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 462 | 23,000 | 0.77% | ||
| 5 | UBS Group AG | 947 | 46,000 | 1.54% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,000 | 98,000 | 3.27% | ||
| 7 | ROYAL BANK OF CANADA | 2,510 | 123,000 | 4.11% | ||
| 8 | MSI Financial Services Inc | 2,751 | 135,000 | 4.51% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 3,380 | 165,000 | 5.51% | ||
| 10 | MORGAN STANLEY | 4,266 | 209,000 | 6.98% | ||
| 11 | WELLS FARGO & COMPANY/MN | 4,913 | 241,000 | 8.05% | ||
| 12 | LPL Financial LLC | 5,238 | 246,000 | 8.22% | ||
| 13 | AGF INVESTMENTS INC. | 34,810 | 1,703,000 | 56.90% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
