| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 434,416 | 5,304,000 | 29.23% | ||
| 2 | KAYNE ANDERSON CAPITAL ADVISORS LP | 277,520 | 3,389,000 | 18.68% | ||
| 3 | LUCAS CAPITAL MANAGEMENT | 121,259 | 1,481,000 | 8.16% | ||
| 4 | Arrow Investment Advisors, LLC | 108,323 | 1,323,000 | 7.29% | ||
| 5 | Trust Asset Management LLC | 101,335 | 1,289,000 | 7.10% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 66,100 | 807,000 | 4.45% | Put | |
| 7 | AMG National Trust Bank | 55,021 | 671,000 | 3.70% | ||
| 8 | Investors Capital Advisory Services | 53,120 | 648,000 | 3.57% | ||
| 9 | GSA CAPITAL PARTNERS LLP | 50,259 | 614,000 | 3.38% | ||
| 10 | MORGAN STANLEY | 44,681 | 546,000 | 3.01% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 27,598 | 337,000 | 1.86% | ||
| 12 | CONGRESS ASSET MANAGEMENT CO | 20,000 | 244,000 | 1.34% | ||
| 13 | CITADEL ADVISORS LLC | 18,873 | 230,000 | 1.27% | ||
| 14 | Stratos Wealth Partners, LTD. | 17,600 | 215,000 | 1.18% | ||
| 15 | PEAK6 Group LLC | 17,034 | 208,000 | 1.15% | ||
| 16 | CG Asset Management LLC | 12,000 | 147,000 | 0.81% | ||
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,639 | 142,000 | 0.78% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 11,150 | 136,000 | 0.75% | ||
| 19 | Virtu KCG Holdings LLC | 10,494 | 128,000 | 0.71% | ||
| 20 | ROYAL BANK OF CANADA | 6,350 | 78,000 | 0.43% | ||
| 21 | PNC FINANCIAL SERVICES GROUP, INC. | 3,200 | 40,000 | 0.22% | ||
| 22 | UBS AG | 2,375 | 29,000 | 0.16% | ||
| 23 | B. Riley Wealth Management, Inc. | 2,300 | 28,000 | 0.15% | ||
| 24 | PRIVATE TRUST CO NA | 2,300 | 28,000 | 0.15% | ||
| 25 | Creative Planning | 2,150 | 26,000 | 0.14% | ||
| 26 | One Capital Management, LLC | 1,725 | 21,000 | 0.12% | ||
| 27 | CITIGROUP INC | 1,650 | 20,000 | 0.11% | ||
| 28 | UBS AG | 900 | 11,000 | 0.06% | Call | |
| 29 | WELLS FARGO & COMPANY/MN | 191 | 2,000 | 0.01% | ||
| 30 | BARCLAYS PLC | 189 | 2,000 | 0.01% | ||
| 31 | Tower Research Capital LLC (TRC) | 83 | 1,000 | 0.01% | ||
| 32 | BOKF, NA | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
